MA
Marcus A. Arnold
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES
Frisco, TX 75034
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CRD#: 5805038
MA
Marcus Andrew ArnoldTIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES
Professional summary
Marcus Andrew Arnold, who also goes by Marcus A Arnold, Marcus Arnold, is a registered financial advisor currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Frisco, Texas.
Marcus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Marcus has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Marcus A Arnold | Marcus Arnold
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-107328|OrgNmn:Instacart Shopper|Org Addr:Frisco,Texas,US|OBA Nature:Delivery Service|Invst Rel:N|Title:Independent Contractor|Duties:Shop and Deliver Groceries|StrtDt:03-04-24|TotHrs/mon:20|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Marcus Andrew Arnold's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Marcus Andrew Arnold's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 23, 2026 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 3965 Dallas Parkway Frisco Trac, Frisco, TX 75034RIA
BD
CRD#: 20472
Frisco, TX
Current
September 23, 2026 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 3965 Dallas Parkway Frisco Trac, Frisco, TX 75034RIA
BD
CRD#: 20472
Frisco, TX
Past
March 31, 2025 - August 17, 2026
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
FRISCO, TX
Past
March 22, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WESTLAKE, TX
Past
August 4, 2016 - August 17, 2026
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Past
September 16, 2014 - July 20, 2016
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
COLORADO SPRINGS, CO
Past
September 16, 2014 - July 20, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
COLORADO SPRINGS, CO
Past
July 2, 2014 - September 12, 2014
1ST CONSUMER ADVISORY GROUP LLC
RIA
CRD#: 169633
GREENWOOD VILLAGE, CO
Past
December 21, 2012 - June 19, 2014
NYLIFE SECURITIES LLC
BD
CRD#: 5167
DENVER, CO
Past
July 27, 2010 - December 8, 2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/23/2026)
RR
Alaska(9/23/2026)
RR
Arizona(9/23/2026)
RR
Arkansas(9/23/2026)
RR
California(9/23/2026)
RR
Colorado(9/23/2026)
RR
Connecticut(9/23/2026)
RR
Delaware(9/23/2026)
RR
District of Columbia(9/23/2026)
RR
Florida(9/23/2026)
RR
Georgia(9/23/2026)
RR
Hawaii(9/23/2026)
RR
Idaho(9/23/2026)
RR
Illinois(9/23/2026)
RR
Indiana(9/23/2026)
RR
Iowa(9/23/2026)
RR
Kansas(9/23/2026)
RR
Kentucky(9/23/2026)
RR
Louisiana(9/23/2026)
RR
Maine(9/23/2026)
RR
Maryland(9/23/2026)
RR
Massachusetts(9/23/2026)
RR
Michigan(9/23/2026)
RR
Minnesota(9/23/2026)
RR
Mississippi(9/23/2026)
RR
Missouri(9/23/2026)
RR
Montana(9/23/2026)
RR
Nebraska(9/23/2026)
RR
Nevada(9/23/2026)
RR
New Hampshire(9/23/2026)
RR
New Jersey(9/23/2026)
RR
New Mexico(9/23/2026)
RR
New York(9/23/2026)
RR
North Carolina(9/23/2026)
RR
North Dakota(9/23/2026)
RR
Ohio(9/23/2026)
RR
Oklahoma(9/23/2026)
RR
Oregon(9/23/2026)
RR
Pennsylvania(9/23/2026)
RR
Rhode Island(9/23/2026)
RR
South Carolina(9/23/2026)
RR
South Dakota(9/23/2026)
RR
Tennessee(9/23/2026)
RR
Texas(9/23/2026)
IAR
Texas(9/23/2026)
RR
Utah(9/23/2026)
RR
Vermont(9/23/2026)
RR
Virginia(9/23/2026)
RR
Washington(9/23/2026)
RR
West Virginia(9/23/2026)
RR
Wisconsin(9/23/2026)
RR
Wyoming(9/23/2026)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 6
Passed: 7/26/2010
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
Current Firm
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
730 Third Avenue, New York, NY 10017-3206
Mailing Address
8500 Andrew Carnegie Boulevard, Charlotte, NC 28262-8500
Phone number
(704) 988-3565
Established
Delaware since 01/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,293
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| D AMBROSI, JULIAN MAURO | PRESIDENT, CEO, ELECTED MANAGER | 4729324 |
| DEATS, JAMES J | ELECTED MANAGER | 4895304 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| OVHORI, ELOHO ISIMEME | CHIEF FINANCIAL OFFICER | 8201407 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,503 |
| AUM (Assets Under Management) | $ 37,928,601,788 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/22/2026 | ||
| 01/23/2025 | ||
| 12/13/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
CRD#: 20472Frisco, TX 75034TRUST BUT VERIFY
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