Theodor Arthur Swansen
Professional Summary
Theodor Arthur Swansen, who also goes by Ted Swansen, is a registered financial advisor currently at REVL SECURITIES, LLC located in Philadelphia, Pennsylvania. Theodor is registered as a RR (Registered Representative) and started their career in finance in 2010. Theodor has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ted Swansen
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
REVL | REVL SECURITIES, LLC | REVL CAPITAL GROUP LLC
Contact Information
Main Address
1921 Walnut Street 2nd Floor, Philadelphia, PA, 19103Mailing Address
1921 Walnut Street 2nd Floor, Philadelphia, PA, 19103Phone Number
(215) 372-2305Established
Delaware since 03/02/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Civil Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/9/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Aug 2017About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Theodor Arthur Swansen's CRS (Customer Relationship Summary).
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