TC
Tyler H. Cuba
CETERA INVESTMENT ADVISERS LLC
CAPE GIRARDEAU, MO 63703
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CRD#: 5752050
TC
Professional summary
Tyler Herrick Cuba, who also goes by Tyler Cuba, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Cape Girardeau, Missouri and CETERA ADVISORS LLC located in Cape Girardeau, Missouri.
Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Tyler has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tyler Cuba
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) CUBA FINANCIAL GROUP; "DOING BUSINESS AS" (DBA); START DATE: :7/15/2010 2.) SOUTHEAST HEALTH FOUNDATION; AMBASSADOR; NON-PROFIT; START DATE 04/01/2015 3.) INSURANCE; AGENT; INSURANCE; START DATE 08/10/2015; 32 HOURS PER MONTH. 4.) SOUTHEAST HEALTH FOUNDATION AMBASSADOR BOARD; PRESIDENT; NON-PROFIT ORGANIZATION; START DATE 08/20/2015; 20 HOURS PER MONTH. 5.) St. Vincent de Paul Men's Association; Board of Directors; Non-Profit Organization; start date 01/01/2016; 20 hours per month. 6.) CAPE GIRARDEAU PARKS AND RECREATIONS FOUNDATION; NON-PROFIT; BOARD MEMBER; START DATE 01/01/2018; 12 HOURS A MONTH. 7.) CUBA GROUP PROPERTIES, LLC; PARTNER; REAL ESTATE (RENTAL PROPERTY/PASSIVE INVESTMENT); START DATE 12/17/2020; 4 HOURS PER MONTH. 8.) NAME OF OTHER BUSINESS: COMMITTEE TO ELECT RONNIE MAXWELL; INVESTMENT RELATED: NO; ADDRESS: 1005 COUNTY ROAD 324 CAPE GIRARDEAU, MO 63701; NATURE OF BUSINESS: ELECTION CAMPAIGN; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1-3; APX NUMBER OF HOURS DURING TRADING HOURS: 1-3; BRIEF DESCRIPTION OF DUTIES: REVIEW STATE REPORTSPROVIDED, MEET WEEKLY TO DISCUSS UPDATES,PROGRESS, SOLICIT SUPPORT;
CRS (Client Relationship Summary) - RIA
Click below to view Tyler Herrick Cuba's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 8 South Silver Spring Rd., Cape Girardeau, MO 63703RIA
CRD#: 105644
CAPE GIRARDEAU, MO
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 3224 Independence Street, Cape Girardeau, MO 63701BD
CRD#: 10299
Cape Girardeau, MO
Past
June 2, 2010 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
CAPE GIRARDEAU, MO
Past
April 15, 2010 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
CAPE GIRARDEAU, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/8/2022)
RR
Arizona(9/8/2022)
RR
Arkansas(7/10/2023)
RR
California(7/10/2023)
RR
Colorado(7/10/2023)
RR
Florida(9/8/2022)
RR
Georgia(9/8/2022)
RR
Illinois(9/8/2022)
RR
Iowa(7/10/2023)
RR
Kansas(7/10/2023)
RR
Kentucky(7/10/2023)
RR
Michigan(9/8/2022)
RR
Minnesota(9/3/2024)
RR
Mississippi(7/10/2023)
IAR
Missouri(11/12/2020)
RR
Missouri(9/8/2022)
RR
New Hampshire(7/10/2023)
RR
North Dakota(9/8/2022)
RR
Pennsylvania(7/10/2023)
RR
South Carolina(9/8/2022)
RR
Tennessee(9/8/2022)
IAR
Texas(11/12/2020)
RR
Texas(9/8/2022)
RR
Vermont(1/6/2025)
RR
Wisconsin(9/8/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
