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Stila Hsuanping Matthews

TALCOTT RESOLUTION DISTRIBUTION COMPANY
Hartford, CT
·CRD# 5745148·12 years experience

Professional Summary

Stila Hsuanping Matthews, who also goes by Stila Matthews, Hsuan-ping Yeh, Hsuanping Yeh, Stila Yeh, is a registered financial advisor currently at TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC. located in Hartford, Connecticut. Stila is registered as a RR (Registered Representative) and started their career in finance in 2014. Stila has worked at 2 firms and has passed the SIE, Series 6 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Stila Matthews, Hsuan-Ping Yeh, Hsuanping Yeh, Stila Yeh

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.·CRD# 37819
BD
One American Row, Hartford, CT 06103
February 21, 2014 - Present
HIMCO DISTRIBUTION SERVICES COMPANY·CRD# 6604
BD
Hartford, CT
February 21, 2014 - May 1, 2018

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Current Firm

TR
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. | TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

CRD#: 37819 / SEC#: 8-48097
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One American Row, Hartford, CT 06103

Mailing Address

One American Row, Hartford, CT 06103

Phone Number

(860) 791-0000

Established

Connecticut since 08/24/1994

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TALCOTT HOLDINGS, LPPARENT OF APPLICANT—
CONNER, CHRISTOPHER SCOTTCHIEF COMPLIANCE OFFICER AND DIRECTOR2239639
DAGNAULT, CHRISTOPHER JOHNCEO, PRESIDENT AND DIRECTOR2311161
MATTHEWS, STILA HSUANPINGAML OFFICER AND ASSISTANT SECRETARY5745148
ROSA, ANTONIO T JRFINOP, CFO AND TREASURER6963656

Disclosures

Regulatory Event

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2014About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Mar 2014About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Stila Hsuanping Matthews's CRS (Customer Relationship Summary).

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