Christopher John Dagnault
Professional Summary
Christopher John Dagnault, who also goes by Chris John Dagnault, is a registered financial advisor currently at TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC. located in Hartford, Connecticut. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1995. Christopher has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 51 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chris John Dagnault
Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
Years of Experience
31 years in the financial services industry
Current & Past Employments
Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
Current Firm
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. | TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
Contact Information
Main Address
One American Row, Hartford, CT 06103Mailing Address
One American Row, Hartford, CT 06103Phone Number
(860) 791-0000Established
Connecticut since 08/24/1994Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TALCOTT HOLDINGS, LP | PARENT OF APPLICANT | — |
| CONNER, CHRISTOPHER SCOTT | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 2239639 |
| DAGNAULT, CHRISTOPHER JOHN | CEO, PRESIDENT AND DIRECTOR | 2311161 |
| MATTHEWS, STILA HSUANPING | AML OFFICER AND ASSISTANT SECRETARY | 5745148 |
| ROSA, ANTONIO T JR | FINOP, CFO AND TREASURER | 6963656 |
Disclosures
Regulatory Event
1Arbitration
1Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
State Registrations and Notice Filings
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(12/16/2009)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
(6/28/2013)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Mar 2005About the Series 26 examSRO Registrations
Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
CRS (Client Relationship Summary) - BD
Click below to view Christopher John Dagnault's CRS (Customer Relationship Summary).
Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
