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Christopher Scott Conner

TALCOTT RESOLUTION DISTRIBUTION COMPANY
Hartford, CT
·CRD# 2239639·34 years experience

Professional Summary

Christopher Scott Conner, who also goes by Chris Conner, Christoph Scott Conner, is a registered financial advisor currently at TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC. located in Hartford, Connecticut. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1993. Christopher has worked at 12 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Conner, Christoph Scott Conner

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.·CRD# 37819
BD
One American Row, Hartford, CT 06103
March 27, 2009 - Present
HARTFORD FUNDS DISTRIBUTORS, LLC·CRD# 45995
BD
Radnor, PA
March 27, 2009 - January 10, 2014
HIMCO DISTRIBUTION SERVICES COMPANY·CRD# 6604
BD
Hartford, CT
March 27, 2009 - May 1, 2018
GLOBAL ATLANTIC DISTRIBUTORS, LLC·CRD# 8326
BD
Wayne, PA
January 19, 2005 - January 28, 2013
PERSIMMON SECURITIES, INC.·CRD# 107943
BD
King Of Prussia, PA
November 17, 2004 - January 18, 2005
MGI FUNDS DISTRIBUTORS, LLC·CRD# 35682
BD
Portland, ME
February 3, 2004 - January 21, 2005
NORTHERN FUNDS DISTRIBUTORS, LLC·CRD# 45943
BD
Portland, ME
February 3, 2004 - January 21, 2005
BLACKROCK DISTRIBUTORS, INC·CRD# 39636
BD
King Of Prussia, PA
February 3, 2004 - January 21, 2005
STERLING CAPITAL DISTRIBUTORS, LLC·CRD# 103934
BD
Portland, ME
February 3, 2004 - January 21, 2005
FORESIDE FUNDS DISTRIBUTORS LLC·CRD# 31334
BD
Portland, ME
April 21, 2003 - January 21, 2005
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
August 19, 1994 - December 31, 1994
BNY MELLON SECURITIES CORPORATION·CRD# 231
BD
April 14, 1993 - August 20, 1993

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Current Firm

TR
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. | TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

CRD#: 37819 / SEC#: 8-48097
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One American Row, Hartford, CT 06103

Mailing Address

One American Row, Hartford, CT 06103

Phone Number

(860) 791-0000

Established

Connecticut since 08/24/1994

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TALCOTT HOLDINGS, LPPARENT OF APPLICANT—
CONNER, CHRISTOPHER SCOTTCHIEF COMPLIANCE OFFICER AND DIRECTOR2239639
DAGNAULT, CHRISTOPHER JOHNCEO, PRESIDENT AND DIRECTOR2311161
MATTHEWS, STILA HSUANPINGAML OFFICER AND ASSISTANT SECRETARY5745148
ROSA, ANTONIO T JRFINOP, CFO AND TREASURER6963656

Disclosures

Regulatory Event

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(4/18/2013)
RR
Arizona
(4/18/2013)
RR
Arkansas
(4/18/2013)
RR
California
(4/18/2013)
RR
Colorado
(4/18/2013)
RR
Connecticut
(4/18/2013)
RR
Delaware
(4/18/2013)
RR
District of Columbia
(4/18/2013)
RR
Florida
(4/18/2013)
RR
Georgia
(4/18/2013)
RR
Idaho
(4/18/2013)
RR
Illinois
(11/19/2010)
RR
Indiana
(4/18/2013)
RR
Iowa
(4/18/2013)
RR
Kansas
(4/18/2013)
RR
Kentucky
(4/18/2013)
RR
Louisiana
(4/18/2013)
RR
Maine
(4/18/2013)
RR
Maryland
(4/18/2013)
RR
Massachusetts
(4/18/2013)
RR
Michigan
(4/18/2013)
RR
Minnesota
(4/18/2013)
RR
Mississippi
(4/18/2013)
RR
Missouri
(4/18/2013)
RR
Montana
(4/18/2013)
RR
Nebraska
(4/18/2013)
RR
New Hampshire
(4/18/2013)
RR
New Jersey
(4/18/2013)
RR
New Mexico
(4/18/2013)
RR
New York
(4/18/2013)
RR
North Carolina
(11/3/2010)
RR
North Dakota
(4/18/2013)
RR
Oklahoma
(4/18/2013)
RR
Oregon
(11/3/2010)
RR
Puerto Rico
(4/18/2013)
RR
Rhode Island
(4/18/2013)
RR
South Carolina
(4/18/2013)
RR
Texas
(11/3/2010)
RR
Vermont
(4/18/2013)
RR
Virginia
(4/18/2013)
RR
Washington
(4/18/2013)
RR
West Virginia
(4/18/2013)
RR
Wisconsin
(4/18/2013)
RR
Wyoming
(4/18/2013)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2008About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Sep 2025About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2003About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1992About the Series 6 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 2006About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Dec 2003About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Scott Conner's CRS (Customer Relationship Summary).

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