Bryant J. Trombly
KESTRA PRIVATE WEALTH SERVICES | Financial Advisor
Huntersville, NC 28078
Some features on this profile are disabled
CRD#: 5737145
Professional summary
Bryant James Trombly, who also goes by Bryant Trombly, is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Huntersville, North Carolina and KESTRA INVESTMENT SERVICES, LLC located in Huntersville, North Carolina.
Bryant is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Bryant has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bryant Trombly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bus Name: DESTINATION WEALTH ADVISORS POSITION: Partner NATURE: Insurance INVESTMENT RELATED: Yes, # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/16/2023 ADDRESS: 13801 Reese Blvd. W, Suite 110, Huntersville NC 28078 DESCRIPTION: Actively working as a partner and financial advisor through the DBA. Bus Name: TEACHING - SNHU POSITION: Adjunct Instructor NATURE: Education INVESTMENT RELATED: No, # OF HOURS: 12 SECURITIES TRADING HOURS: 4 START DATE: 06/01/2017 ADDRESS: 116 Jib Ln, Mooresville NC 28117 DESCRIPTION: Facilitating online graduate classes Bus Name: DESTINATION GROUP LLC POSITION: Partner NATURE: Parent Company INVESTMENT RELATED: Yes, # OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 03/16/2023 ADDRESS: 13801 Reese Blvd W., Suite 110, Huntersville NC 28078 DESCRIPTION: Ownership group of DBA Bus Name: EMREM CO LLC POSITION: President NATURE: receives any distributed profits or losses from Destination Group INVESTMENT RELATED: Yes, # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/23/2023 ADDRESS: 116 Jib Lane, Mooresville NC 28117, United States DESCRIPTION: This is my person LLC through which I own my interest in Destination Group LLC
CRS (Client Relationship Summary) - RIA
Click below to view Bryant James Trombly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 16, 2023 - Present
KESTRA PRIVATE WEALTH SERVICES, LLC
Office #1: 13801 Reese Blvd W Suite 110, Huntersville, NC 28078RIA
CRD#: 155193
Huntersville, NC
Current
March 16, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 13801 Reese Blvd W Suite 110, Huntersville, NC 28078BD
CRD#: 42046
Huntersville, NC
Past
September 3, 2019 - March 17, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
HUNTERSVILLE, NC
Past
August 27, 2019 - March 17, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
HUNTERSVILLE, NC
Past
July 13, 2011 - August 22, 2019
MORGAN STANLEY
RIA
CRD#: 149777
MANCHESTER, NH
Past
July 7, 2011 - August 22, 2019
MORGAN STANLEY
BD
CRD#: 149777
MANCHESTER, NH
Past
February 2, 2010 - December 15, 2010
WADDELL & REED
RIA
CRD#: 866
PORTSMOUTH, NH
Past
January 12, 2010 - December 15, 2010
WADDELL & REED
BD
CRD#: 866
PORTSMOUTH, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/29/2024)
RR
Massachusetts(3/16/2023)
RR
New Hampshire(3/16/2023)
IAR
North Carolina(3/16/2023)
RR
North Carolina(3/20/2023)
RR
Ohio(3/16/2023)
RR
South Carolina(3/16/2023)
RR
Virginia(3/16/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA PRIVATE WEALTH SERVICES, LLC
Financial AdvisorCRD#: 155193Huntersville, NC 28078TRUST BUT VERIFY
Monitor Bryant Trombly
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
