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FIRM PROFILE
Overview
KESTRA INVESTMENT SERVICES, LLC is located at 5707 Southwest Parkway 2-125, Austin, TX 78746 and was first established at Dallas, Texas in 09/01/2014. After operating for 11 years, KESTRA INVESTMENT SERVICES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of KESTRA INVESTMENT SERVICES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. KESTRA INVESTMENT SERVICES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at KESTRA INVESTMENT SERVICES, LLC are registered to handle securities or provide financial advice. The firm has 16 disclosures, 14 being regulatory events, 0 being client events, and 2 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access KESTRA INVESTMENT SERVICES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at KESTRA INVESTMENT SERVICES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for KESTRA INVESTMENT SERVICES, LLC Comes From
Understanding the Statistics for KESTRA INVESTMENT SERVICES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
5707 Southwest Parkway 2-125, Austin, TX 78746
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Large
(844) 553-7872
Texas since 09/01/2014
Limited Liability Company
December
FIRM DOCUMENTS
Part 2 Brochures
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | ||
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 | |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 | |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 | |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 | |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 | |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 | |
| YIN, YIN | CONTROLLER | 3219513 | |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
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Advisor's working at KESTRA INVESTMENT SERVICES, LLC
David S Barnett
Gerald Howard Denney JR
Garren J Decker
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