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Hyemi Kim

CRD# 5733842·Registered 2010 - 2012
Previously Registered: Being a previously registered professional could mean that Hyemi is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Hyemi Kim was a registered financial advisor. Hyemi was a previously registered financial professional and started their career in finance 2010 - 2012. Hyemi had worked at 4 firms and has passed the Series 7 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

VIRTU FINANCIAL EXECUTION SERVICES LLC·CRD# 154358
BD
New York, NY
July 15, 2011 - February 6, 2012
VIRTU FINANCIAL CAPITAL MARKETS LLC·CRD# 45986
BD
New York, NY
July 15, 2011 - February 6, 2012
VIRTU EXECUTION SERVICES LLC·CRD# 152962
BD
New York, NY
July 14, 2010 - August 5, 2011
VIRTU FINANCIAL BD LLC·CRD# 148390
BD
New York, NY
March 4, 2010 - February 6, 2012

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Current Firm

VF
VIRTU FINANCIAL EXECUTION SERVICES LLC

EWT BROKERAGE, LLC | VIRTU FINANCIAL EXECUTION SERVICES LLC

CRD#: 154358 / SEC#: 8-68629
BD
Terminated by SEC on 10/09/2012

Contact Information

Established

Delaware since 05/03/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
VIRTU-MTH HOLDINGS, LLCPARENT COMPANY—
BOWMAN, TIMOTHY JOSEPHFINANCIAL AND OPERATIONS PRINCIPAL2247374
CONCANNON, CHRISTOPHER RCHIEF EXECUTIVE OFFICER2169224
FAIRCLOUGH, BRETT MICHAELCHIEF COMPLIANCE OFFICER5796636
GONZALEZ, ANDRESMANAGING DIRECTOR OF TRADING OPERATIONS2671447

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Mar 2010About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 2010About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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