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Timothy Joseph Bowman

YORKVILLE IVES & CO.
MOUNTAINSIDE, NJ
·CRD# 2247374·28 years experience

Professional Summary

Timothy Joseph Bowman, who also goes by Timothy J. Bowman, is a registered financial advisor currently at YORKVILLE IVES & CO., LLC located in Mountainside, New Jersey. Timothy is registered as a RR (Registered Representative) and started their career in finance in 1998. Timothy has worked at 21 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 4, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Timothy J. Bowman

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

YORKVILLE IVES & CO., LLC·CRD# 330480
BD
1. 1012 Springfield Ave, Mountainside, NJ 070922. 1012 Springfield Avenue, Mountainside, NJ 07092
April 3, 2025 - Present
REALTA EQUITIES, INC.·CRD# 23769
BD
San Diego, CA
January 24, 2024 - February 24, 2025
SUMMIT BROKERAGE SERVICES, INC.·CRD# 34643
BD
San Diego, CA
October 3, 2017 - December 3, 2019
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
San Diego, CA
October 3, 2017 - November 29, 2022
CETERA INVESTMENT SERVICES LLC·CRD# 15340
BD
San Diego, CA
October 3, 2017 - April 6, 2023
CETERA FINANCIAL SPECIALISTS LLC·CRD# 10358
BD
San Diego, CA
October 3, 2017 - April 6, 2023
CETERA ADVISORS LLC·CRD# 10299
BD
San Diego, CA
October 3, 2017 - April 6, 2023
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
San Diego, CA
October 3, 2017 - April 6, 2023
VIRTU AMERICAS LLC·CRD# 149823
BD
New York, NY
March 9, 2017 - September 7, 2017
ARXIS SECURITIES LLC·CRD# 172506
BD
New York, NY
February 1, 2016 - July 26, 2016
MLV & CO. LLC·CRD# 150959
BD
New York, NY
February 4, 2013 - February 3, 2016
VIRTU FINANCIAL EXECUTION SERVICES LLC·CRD# 154358
BD
New York, NY
February 28, 2012 - October 10, 2012
VIRTU FINANCIAL CAPITAL MARKETS LLC·CRD# 45986
BD
New York, NY
February 28, 2012 - February 1, 2013
VIRTU FINANCIAL BD LLC·CRD# 148390
BD
Austin, TX
February 28, 2012 - February 1, 2013
MORGAN JOSEPH TRIARTISAN CAPITAL LLC·CRD# 122351
BD
New York, NY
April 14, 2011 - February 27, 2012
MORGAN JOSEPH TRIARTISAN LLC·CRD# 10948
BD
New York, NY
January 20, 2009 - February 27, 2012
CONSTANS CRESCENT GLOBAL LLC·CRD# 134848
BD
Greenwich, CT
July 29, 2005 - January 16, 2009
MCMAHAN SECURITIES CO. L.P.·CRD# 22123
BD
Greenwich, CT
March 29, 2004 - January 16, 2009
COWEN EXECUTION SERVICES LLC·CRD# 35693
BD
New York, NY
September 10, 2002 - March 15, 2004
INET ATS, INC.·CRD# 20746
BD
Jersey City, NJ
May 26, 1999 - September 4, 2002
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
March 26, 1998 - May 13, 1999

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Current Firm

YI
YORKVILLE IVES & CO., LLC

YORKVILLE IVES & CO., LLC | YORKVILLE SECURITIES, LLC

CRD#: 330480 / SEC#: 8-71241
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

1012 Springfield Ave, Mountainside, NJ 07092

Mailing Address

1012 Springfield Ave, Mountainside, NJ 07092

Phone Number

(201) 536-5110

Established

Delaware since 02/08/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (28 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
YORKVILLE BD HOLDINGS, LLCSOLE MEMBER—
ANGELO, MARK ANTHONYCHAIRMAN OF BOARD OF MANAGERS2585969
BECKMAN, MATTHEW JACOBMEMBER OF THE BOARD OF MANAGERS; CO-HEAD OF INVESTMENT BANKING4139592
BOWMAN, TIMOTHY JOSEPHCHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, AND FINOP2247374
BRIGGS, ROGER THOMASCHIEF EXECUTIVE OFFICER1140433
FRANKS, ORENCONTROLLER4902717
RILLO, TROY JAMESPARTNER1726077
ROSSELLI, MICHAEL ALBERTMEMBER OF THE BOARD OF MANAGERS; CO-HEAD OF INVESTMENT BANKING7714774
SCHULTZ, BARRETT OLIVERCHIEF COMPLIANCE OFFICER2741114

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(7/10/2026)
RR
New York
(7/10/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1998About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1998About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Mar 2009About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Dec 2004About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 2003About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Timothy Joseph Bowman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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