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Brett Michael Fairclough

VIRTU AMERICAS
Palm Beach Gardens, FL
·CRD# 5796636·15 years experience

Professional Summary

Brett Michael Fairclough, who also goes by Fairclough Michael Brett, is a registered financial advisor currently at VIRTU AMERICAS LLC located in Palm Beach Gardens, Florida. Brett is registered as a RR (Registered Representative) and started their career in finance in 2010. Brett has worked at 5 firms and has passed the Series 99TO, Series 57TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Fairclough Michael Brett

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

VIRTU AMERICAS LLC·CRD# 149823
BD
3835 Pga Blvd. Divosta Towers 6th Fl., Palm Beach Gardens, FL, 33410
May 31, 2018 - Present
VIRTU ITG LLC·CRD# 29299
BD
New York, NY
April 9, 2019 - August 3, 2020
VIRTU FINANCIAL EXECUTION SERVICES LLC·CRD# 154358
BD
New York, NY
January 10, 2012 - October 10, 2012
VIRTU FINANCIAL BD LLC·CRD# 148390
BD
Austin, TX
July 8, 2011 - April 9, 2020
VIRTU FINANCIAL CAPITAL MARKETS LLC·CRD# 45986
BD
West Lake Hills, TX
December 14, 2010 - December 24, 2018

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Current Firm

VA
VIRTU AMERICAS LLC

KCG AMERICAS LLC | VIRTU AMERICAS LLC | KNIGHT EXECUTION & CLEARING SERVICES LLC | KNIGHT CLEARING SERVICES LLC | KNIGHT CAPITAL AMERICAS LLC

CRD#: 149823 / SEC#: 8-68193
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1633 Broadway 41st Floor, New York, NY 10019

Mailing Address

1633 Broadway 41st Floor, New York, NY 10019

Phone Number

(646) 682-6000

Established

Delaware since 02/06/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
VIRTU STRATEGIC HOLDINGS LLC.OWNER—
CAVOLI, STEPHEN JOHNCEO4468202
MILLER, JUSTIN WADECHIEF COMPLIANCE OFFICER6418036
RUPPRECHT, NICHOLAS ANDREWPRINCIPAL OPERATIONS OFFICER5790389
SULLIVAN, JOHN GERALDFINOP4330347

Disclosures

Regulatory Event

79

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2010About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2011About the Series 24 exam
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CRS (Client Relationship Summary) - BD

Click below to view Brett Michael Fairclough's CRS (Customer Relationship Summary).

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