Matthew S. Vasquez
Professional summary
Matthew Stephen Vasquez, who also goes by Matthew Vasquez, is a registered financial professional currently at BETTERMENT SECURITIES located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2009. Matthew has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Stephen Vasquez's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2025 - Present
BETTERMENT SECURITIES
Office #1: 450 West 33rd Street 11th Floor, New York, NY 10001September 26, 2023 - December 5, 2024
TRADE-PMR INC.
April 8, 2021 - September 22, 2023
ALTRUIST FINANCIAL LLC
January 4, 2016 - December 31, 2020
TD AMERITRADE CLEARING, INC.
December 7, 2009 - March 30, 2021
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/30/2025)
(9/30/2025)
Exams
FINRA
Current Firm
BETTERMENT SECURITIES
CRD#: 47788 / SEC#: , 8-51906
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BETTERMENT HOLDINGS, INC. | PARENT COMPANY | |
| FELDMAN, RICHARD MARK | PRINCIPAL FINANCIAL OFFICER | 2273453 |
| KHENTOV, BORIS | PRESIDENT | 6216649 |
| KRAMER, ANDREW JOHNATHAN | PRINCIPAL OPERATIONS OFFICER | 6393302 |
| ROSENBLOOM, SETH JOSEPH | CHIEF LEGAL OFFICER | 6612490 |
| WOLDOW, BRIAN JEFFREY | CHIEF COMPLIANCE OFFICER | 2773616 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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