Michael G Maloney
Professional Summary
Michael G Maloney is a registered financial advisor currently at REDI GLOBAL TECHNOLOGIES LLC located in New York, New York and TORA TRADING SERVICES, LLC located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 2013. Michael has worked at 3 firms and has passed the Series 66, Series 3, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
TORA TRADING SERVICES, LLC
Contact Information
Main Address
28 Liberty Street 58fl, New York, NY 10005Mailing Address
28 Liberty Street Floor 56, New York, NY 10005Phone Number
(650) 513-6700Established
Delaware since 01/27/2005Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael G Maloney's CRS (Customer Relationship Summary).
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