AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
AB

Alexander Baltovski

REDI GLOBAL TECHNOLOGIES
NEW YORK, NY
·CRD# 2350828·33 years experience

Professional Summary

Alexander Baltovski, who also goes by Alexander Nmn Baltovski, Alexander Baltovski, is a registered financial advisor currently at REDI GLOBAL TECHNOLOGIES LLC located in New York, New York and CARSON GROUP BROKERAGE, LLC located in Omaha, Nebraska. Alexander is registered as a RR (Registered Representative) and started their career in finance in 1993. Alexander has worked at 29 firms and has passed the Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alexander Nmn Baltovski, Alexander Baltovski

Blog Corner

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
View profile
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Years of Experience

33 years in the financial services industry

Current & Past Employments

REDI GLOBAL TECHNOLOGIES LLC·CRD# 41924
BD
28 Liberty Street 58th Floor, New York, NY, 10005
August 21, 2015 - Present
CARSON GROUP BROKERAGE, LLC·CRD# 293448
BD
14600 Branch St, Omaha, NE 68154
February 22, 2019 - Present
BRENDAN E. CRYAN AND COMPANY, L.L.C.·CRD# 33496
BD
14 Wall Street Suite 2054, New York, NY 10005
March 2, 2021 - Present
EVERGREEN ADVISORS CAPITAL, LLC·CRD# 165072
BD
10440 Little Patuxent Parkway 12th Floor, Columbia, MD 21044
November 3, 2021 - Present
TORA TRADING SERVICES, LLC·CRD# 135423
BD
28 Liberty Street Floor 57, New York, NY 10005
August 16, 2023 - Present
BARON CAPITAL, INC.·CRD# 10538
BD
767 Fifth Avenue 48th Floor, New York, NY 10153
August 16, 2024 - Present
INCRED SECURITIES INC·CRD# 337237
BD
12 E 49th Street, Floor 11 Office 1111, New York, NY 10017
April 20, 2026 - Present
COVIEW CAPITAL, INC.·CRD# 35842
BD
780 Third Avenue Suite 1501, New York, NY 10017
August 19, 2026 - Present
ITAU INTERNATIONAL SECURITIES INC.·CRD# 144769
BD
Miami, FL
August 20, 2025 - May 15, 2026
REALTA EQUITIES, INC.·CRD# 23769
BD
Wilmington, DE
March 7, 2025 - April 30, 2026
ITAU INTERNATIONAL SECURITIES INC.·CRD# 144769
BD
Miami, FL
December 15, 2021 - November 15, 2023
FIRST CITIZENS CAPITAL SECURITIES, LLC·CRD# 41504
BD
New York, NY
October 29, 2021 - October 27, 2022
TZERO SECURITIES, LLC·CRD# 123421
BD
Jersey City, NJ
September 30, 2021 - December 6, 2022
FLOURISH FINANCIAL LLC·CRD# 293019
BD
New York, NY
December 4, 2018 - February 25, 2021
LIQUIDITY.IO, LLC·CRD# 289499
BD
Boca Grande, FL
October 11, 2017 - November 9, 2020
SITUS CAPITAL MANAGEMENT LLC·CRD# 159007
BD
Atlanta, GA
July 10, 2017 - October 2, 2018
M.D. SASS SECURITIES, L.L.C.·CRD# 139760
BD
New York, NY
February 9, 2016 - November 9, 2016
WEALTHSPIRE CAPITAL, LLC·CRD# 171970
BD
Madison, WI
September 24, 2015 - May 2, 2018
KEPLER CAPITAL MARKETS, INC.·CRD# 139148
BD
New York, NY
April 1, 2015 - July 18, 2016
EVERGREEN ADVISORS CAPITAL, LLC·CRD# 165072
BD
Columbia, MD
March 31, 2015 - July 26, 2017
NORTHERN EDGE CAPITAL ADVISORS LLC·CRD# 151615
BD
New York, NY
August 30, 2010 - April 3, 2013
MLV & CO. LLC·CRD# 150959
BD
New York, NY
January 8, 2010 - March 26, 2013
UTENDAHL CAPITAL PARTNERS, L.P.·CRD# 30115
BD
New York, NY
June 22, 2004 - September 14, 2004
UTENDAHL CAPITAL GROUP, LLC·CRD# 113617
BD
New York, NY
June 22, 2004 - September 14, 2004
MARATHON CAPITAL MARKETS, LLC·CRD# 103767
BD
Chicago, IL
February 20, 2003 - December 10, 2003
SOLID ISG CAPITAL MARKETS, LLC·CRD# 39375
BD
New York, NY
August 31, 2000 - January 18, 2002
ZACHARY JACKSON SECURITIES, LP·CRD# 38553
BD
Springfield, NJ
July 1, 1997 - November 17, 1997
NOLAN SECURITIES CORP.·CRD# 27984
BD
Monterey, MA
October 10, 1996 - April 26, 1999
JOSEPH DILLON & COMPANY INC.·CRD# 35220
BD
Great Neck, NY
July 1, 1994 - July 15, 1997
IICC - TRADECO, INC.·CRD# 13205
BD
Houston, TX
August 7, 1993 - November 8, 1995
FINANCORP GROUP INTERNATIONAL CORPORATION·CRD# 31793
BD
New York, NY
July 9, 1993 - October 8, 2020

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Current Firm

CC
COVIEW CAPITAL, INC.

COVIEW CAPITAL, INC.

CRD#: 35842 / SEC#: 8-47081
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

780 Third Avenue Suite 1501, New York, NY 10017

Mailing Address

780 Third Avenue Suite 1501, New York, NY 10017

Phone Number

(212) 750-0011

Established

Delaware since 11/10/1993

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (6 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
YELLIN, SAMUELPRESIDENT-CCO2119284
BALTOVSKI, ALEXANDERCFO-FINOP2350828

Disclosures

Regulatory Event

2

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Maryland
(11/3/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2003About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2003About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed May 1993About the Series 27 exam
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
New York Stock Exchange
SRO Registrations

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Alexander Baltovski's CRS (Customer Relationship Summary).

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
AB
Follow Alexander
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required