AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
LC

Loren D. Cunnington

CETERA INVESTMENT ADVISERS
ST. JOSEPH, MI 49085
Some features on this profile are disabled
CRD#: 5726281
LC

Professional summary

Loren D Cunnington, who also goes by Loren David Cunnington Jr, Loren David Cunnington, Loren Cunnington, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St. Joseph, Michigan and CETERA INVESTMENT SERVICES LLC located in Saint Joseph, Michigan.

Loren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Loren has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Loren David Cunnington Jr | Loren David Cunnington | Loren Cunnington

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Loren D Cunnington's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 9, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 2712 Niles Ave, St. Joseph, MI 49085
RIA
CRD#: 105644
ST. JOSEPH, MI
Current

March 9, 2026 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 2712 Niles Ave, Saint Joseph, MI 49085
BD
CRD#: 15340
SAINT JOSEPH, MI
Past

June 10, 2022 - March 24, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
ST. JOSEPH, MI
Past

June 10, 2022 - March 24, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
ST. JOSEPH, MI
Past

July 27, 2020 - June 9, 2022

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
South Have, MI
Past

July 23, 2020 - June 9, 2022

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
SOUTH HAVEN, MI
Past

January 5, 2018 - July 20, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
MISHAWAKA, IN
Past

January 4, 2018 - July 20, 2020

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
MISHAWAKA, IN
Past

October 6, 2015 - January 5, 2018

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
Niles, MI
Past

October 5, 2015 - January 5, 2018

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
NILES, MI
Past

October 7, 2014 - April 21, 2015

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
SOUTH BEND, IN
Past

October 7, 2014 - April 21, 2015

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
SOUTH BEND, IN
Past

October 1, 2012 - September 25, 2014

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
BENTON HARBOR, MI
Past

October 1, 2012 - September 25, 2014

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
BENTON HARBOR, MI
Past

April 19, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
BENTON HARBOR, MI
Past

April 14, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
BENTON HARBOR, MI
Past

December 16, 2009 - April 5, 2011

EDWARD JONES

RIA
CRD#: 250
STEVENSVILLE, MI
Past

December 4, 2009 - April 5, 2011

EDWARD JONES

BD
CRD#: 250
STEVENSVILLE, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Indiana
(3/9/2026)
RR
Michigan
(3/9/2026)
IAR
Michigan
(3/9/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/10/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/3/2009
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644St. Joseph, MI 49085

TRUST BUT VERIFY

Monitor Loren Cunnington

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Sarah Allison Darling
Sarah DarlingAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
EPHRATA, PA
John Pershing Sayers III
John SayersAdvisorCheck Check Mark
PRIME CAPITAL FINANCIAL
IAR
Fresno, CA
CV
Cynthia ValezAdvisorCheck Check Mark
FELTL & COMPANY
PR
PLYMOUTH, MN
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.