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Jonathan Alexander Pierce

THOMPSON RESEARCH
Nashville, TN
·CRD# 5721729·17 years experience

Professional Summary

Jonathan Alexander Pierce is a registered financial advisor currently at THOMPSON RESEARCH, LLC located in Nashville, Tennessee. Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2009. Jonathan has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

THOMPSON RESEARCH, LLC·CRD# 337495
BD
3322 West End Avenue Suite 360, Nashville, TN 37203
December 4, 2025 - Present
IRC SECURITIES LLC·CRD# 150022
BD
New York, NY
October 10, 2014 - December 23, 2025
ROTH CAPITAL PARTNERS, LLC·CRD# 15407
BD
Newport Beach, CA
October 2, 2013 - September 19, 2014
GLOBAL HUNTER SECURITIES, LLC·CRD# 123003
BD
Costa Mesa, CA
August 8, 2012 - September 26, 2013
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Birmingham, AL
February 23, 2011 - August 26, 2011
EDWARD JONES·CRD# 250
BD
St. Louis, MO
November 16, 2009 - February 4, 2010

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Current Firm

TR
THOMPSON RESEARCH, LLC

THOMPSON RESEARCH GROUP, LLC | THOMPSON RESEARCH, LLC

CRD#: 337495 / SEC#: 8-71392
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

3322 West End Avenue Suite 360, Nashville, TN 37203

Mailing Address

3322 West End Avenue Suite 360, Nashville, TN 37203

Phone Number

(615) 891-6202

Established

Tennessee since 06/16/2025

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
THOMPSON, KATHRYN INGRAMPRESIDENT/CEO4430781
WHITE, CHRISTOPHER EARLMANAGING MEMBER/CHIEF COMPLIANCE OFFICER/AML OFFICER2283035
LUSTER, CAROLINE JENNIFERFINOP/PFO/POO6249048

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Tennessee
(12/9/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2012About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2009About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jonathan Alexander Pierce's CRS (Customer Relationship Summary).

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