Kathryn Ingram Thompson
Professional Summary
Kathryn Ingram Thompson, who also goes by Kathryn Ingram, is a registered financial advisor currently at THOMPSON RESEARCH, LLC located in Nashville, Tennessee. Kathryn is registered as a RR (Registered Representative) and started their career in finance in 2001. Kathryn has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kathryn Ingram
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
THOMPSON RESEARCH GROUP, LLC | THOMPSON RESEARCH, LLC
Contact Information
Main Address
3322 West End Avenue Suite 360, Nashville, TN 37203Mailing Address
3322 West End Avenue Suite 360, Nashville, TN 37203Phone Number
(615) 891-6202Established
Tennessee since 06/16/2025Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/9/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Nov 2004About the Series 87 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kathryn Ingram Thompson's CRS (Customer Relationship Summary).
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