Caroline Jennifer Luster
Professional Summary
Caroline Jennifer Luster, who also goes by Caroline J Harrill, Carrie J Harrill, Caroline Jennifer Luster, Caroline Luster, Carrie J Luster, Caroline Powell Luster, Caroline J Powell, Carrie J Powell, is a registered financial advisor currently at MARIVA CAPITAL MARKETS, LLC located in Miami, Florida and JP PORTSMOUTH CAPITAL LLC located in New York, New York. Caroline is registered as a RR (Registered Representative) and started their career in finance in 2014. Caroline has worked...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Caroline J Harrill, Carrie J Harrill, Caroline Jennifer Luster, Caroline Luster, Carrie J Luster, Caroline Powell Luster, Caroline J Powell, Carrie J Powell
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
MARIA FIORINI RAMIREZ SECURITIES, INC. | MFR SECURITIES, INC.
Contact Information
Main Address
2150 Goodlette Frank Road North, Suite 650, Naples, FL 34102Mailing Address
P.o. Box 8568, Naples, FL 34102Phone Number
(212) 416-5000Established
Florida since 04/21/2025Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (13 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/16/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 11 — Assistant Representative-Order Processing Qualification Exam
Passed Jan 2014SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Caroline Jennifer Luster's CRS (Customer Relationship Summary).
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