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Christopher Earl White

THOMPSON RESEARCH
Nashville, TN
·CRD# 2283035·32 years experience

Professional Summary

Christopher Earl White, who also goes by Chris E. White, is a registered financial advisor currently at THOMPSON RESEARCH, LLC located in Nashville, Tennessee. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1994. Christopher has worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 87, Series 55, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris E. White

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

THOMPSON RESEARCH, LLC·CRD# 337495
BD
3322 West End Avenue Suite 360, Nashville, TN 37203
December 4, 2025 - Present
IRC SECURITIES LLC·CRD# 150022
BD
New York, NY
October 18, 2013 - December 23, 2025
PULSE TRADING, INC.·CRD# 104022
BD
Nashville, TN
July 7, 2009 - November 1, 2011
AVONDALE PARTNERS, LLC·CRD# 46838
BD
Nashville, TN
June 3, 2002 - May 29, 2009
TRUIST SECURITIES, INC.·CRD# 6271
BD
Atlanta, GA
July 27, 2001 - May 28, 2002
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
September 22, 1994 - August 3, 2001

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Current Firm

TR
THOMPSON RESEARCH, LLC

THOMPSON RESEARCH GROUP, LLC | THOMPSON RESEARCH, LLC

CRD#: 337495 / SEC#: 8-71392
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

3322 West End Avenue Suite 360, Nashville, TN 37203

Mailing Address

3322 West End Avenue Suite 360, Nashville, TN 37203

Phone Number

(615) 891-6202

Established

Tennessee since 06/16/2025

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
THOMPSON, KATHRYN INGRAMPRESIDENT/CEO4430781
WHITE, CHRISTOPHER EARLMANAGING MEMBER/CHIEF COMPLIANCE OFFICER/AML OFFICER2283035
LUSTER, CAROLINE JENNIFERFINOP/PFO/POO6249048

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Tennessee
(12/9/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1994About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Dec 2025About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Sep 2009About the Series 87 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 2005

Series 7 — General Securities Representative Examination

Passed Aug 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2006About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Earl White's CRS (Customer Relationship Summary).

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