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Peter Slowik

CAPSTONE PARTNERS
Philadelphia, PA
·CRD# 5692600·9 years experience

Professional Summary

Peter Slowik, who also goes by Peter N Slowik, is a registered financial advisor currently at CAPSTONE PARTNERS located in Philadelphia, Pennsylvania and HUNTINGTON SECURITIES, INC. located in Philadelphia, Pennsylvania. Peter is registered as a RR (Registered Representative) and started their career in finance in 2017. Peter has worked at 4 firms and has passed the Series 63, SIE and Series 79 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Peter N Slowik

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

CAPSTONE PARTNERS·CRD# 132185
BD
1650 Market Street Suite 3600, Philadelphia, PA 19103
January 15, 2026 - Present
HUNTINGTON SECURITIES, INC.·CRD# 2261
BD
1650 Market St Suite 3600, Philadelphia, PA 19103
February 3, 2026 - Present
JANNEY MONTGOMERY SCOTT LLC·CRD# 463
BD
Philadelphia, PA
April 25, 2019 - January 16, 2026
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
August 7, 2017 - May 3, 2019

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Current Firm

HS
HUNTINGTON SECURITIES, INC.

HUNTINGTON CAPITAL MARKETS | HUTCHINSON, SHOCKEY, ERLEY & CO. | HUTCHINSON SHOCKEY ERLEY | HUNTINGTON SECURITIES, INC.

CRD#: 2261 / SEC#: 8-5761
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

41 South High St, Columbus, OH 43287

Mailing Address

41 South High St, Columbus, OH 43287

Phone Number

(312) 443-1560

Established

Delaware since 02/08/1957

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (30 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HUNTINGTON BANCSHARES INCORPORATEDDIRECT OWNER—
BEEKMAN, TODD ANDREWDIRECTOR6291198
BORRELLI, MARK ROBERTGENERAL COUNSEL/SECRETARY6803711
COSTANZO, SAMANTHA ANNDIRECTOR4133695
DIBOWSKI, TERRAHEAD OF BROKERAGE OPERATIONS5468840
FITZSIMMONS, DAVID RAYMONDHEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR4245434
HERBERT, KATHERINE ELEANORCONTROLLER/FINOP6412263
HOHENSTEIN, THOMASCFO3123815
KLEINMAN, SCOTT DAVIDDIRECTOR2357636
MILCETICH, MATTHEW LOUISPRESIDENT6419334
SZWAGULAK, JOHN W IIICHIEF COMPLIANCE OFFICER4033023
WALTHER, KATHLEENDIRECTOR7858303

Disclosures

Regulatory Event

8

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Pennsylvania
(1/15/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2017About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Aug 2017About the Series 79 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Peter Slowik's CRS (Customer Relationship Summary).

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