David Raymond Fitzsimmons
Professional Summary
David Raymond Fitzsimmons is a registered financial advisor currently at HUNTINGTON SECURITIES, INC. located in Columbus, Ohio. David is registered as a RR (Registered Representative) and started their career in finance in 2000. David has worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
HUNTINGTON CAPITAL MARKETS | HUTCHINSON, SHOCKEY, ERLEY & CO. | HUTCHINSON SHOCKEY ERLEY | HUNTINGTON SECURITIES, INC.
Contact Information
Main Address
41 South High St, Columbus, OH 43287Mailing Address
41 South High St, Columbus, OH 43287Phone Number
(312) 443-1560Established
Delaware since 02/08/1957Firm Type
CorporationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (30 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | DIRECT OWNER | — |
| BEEKMAN, TODD ANDREW | DIRECTOR | 6291198 |
| BORRELLI, MARK ROBERT | GENERAL COUNSEL/SECRETARY | 6803711 |
| COSTANZO, SAMANTHA ANN | DIRECTOR | 4133695 |
| DIBOWSKI, TERRA | HEAD OF BROKERAGE OPERATIONS | 5468840 |
| FITZSIMMONS, DAVID RAYMOND | HEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR | 4245434 |
| HERBERT, KATHERINE ELEANOR | CONTROLLER/FINOP | 6412263 |
| HOHENSTEIN, THOMAS | CFO | 3123815 |
| KLEINMAN, SCOTT DAVID | DIRECTOR | 2357636 |
| MILCETICH, MATTHEW LOUIS | PRESIDENT | 6419334 |
| SZWAGULAK, JOHN W III | CHIEF COMPLIANCE OFFICER | 4033023 |
| WALTHER, KATHLEEN | DIRECTOR | 7858303 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/4/2021)
(12/17/2020)
(10/2/2020)
(12/17/2020)
(12/17/2020)
(1/25/2021)
(12/17/2020)
(12/17/2020)
(3/3/2021)
(2/12/2021)
(12/17/2020)
(5/10/2021)
(2/24/2020)
(1/6/2021)
(12/17/2020)
(12/17/2020)
(12/17/2020)
(12/17/2020)
(2/24/2020)
(3/17/2021)
(2/24/2020)
(12/23/2020)
(1/27/2021)
(12/17/2020)
(12/7/2020)
(12/17/2020)
(2/24/2020)
(12/17/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2024About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Raymond Fitzsimmons's CRS (Customer Relationship Summary).
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