AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
KP

Kenneth Pitman

HAMILTON LANE SECURITIES
CONSHOHOCKEN, PA 19428
Some features on this profile are disabled
CRD#: 5689082
KP
Kenneth PitmanHAMILTON LANE SECURITIES

Professional summary

Kenneth Pitman, who also goes by Kenneth N Pitman, Kenny Pitman, Kenneth Nelson Pitman, is a registered financial professional currently at HAMILTON LANE SECURITIES LLC located in Conshohocken, Pennsylvania.

Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2010. Kenneth has worked at 5 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

Aliases

Kenneth N Pitman | Kenny Pitman | Kenneth Nelson Pitman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Pitman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 13, 2026 - Present

HAMILTON LANE SECURITIES LLC

Office #1: 110 Washington Street Suite 1300, Conshohocken, PA 19428
BD
CRD#: 281510
CONSHOHOCKEN, PA
Past

June 28, 2022 - May 26, 2026

MGI FUNDS DISTRIBUTORS, LLC

BD
CRD#: 35682
Denver, CO
Past

March 1, 2012 - February 24, 2014

EATON VANCE MANAGEMENT

RIA
CRD#: 104859
BOSTON, MA
Past

January 23, 2012 - February 24, 2014

EATON VANCE DISTRIBUTORS, INC.

BD
CRD#: 37731
BOSTON, MA
Past

November 15, 2010 - January 6, 2012

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
MERRIMACK, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/13/2026)
RR
Alaska
(7/13/2026)
RR
Arizona
(7/13/2026)
RR
Arkansas
(7/13/2026)
RR
California
(7/13/2026)
RR
Colorado
(7/13/2026)
RR
Connecticut
(7/13/2026)
RR
Delaware
(7/13/2026)
RR
District of Columbia
(7/13/2026)
RR
Florida
(7/13/2026)
RR
Georgia
(7/13/2026)
RR
Hawaii
(7/13/2026)
RR
Idaho
(7/13/2026)
RR
Illinois
(7/13/2026)
RR
Indiana
(7/13/2026)
RR
Iowa
(7/13/2026)
RR
Kansas
(7/13/2026)
RR
Kentucky
(7/13/2026)
RR
Louisiana
(7/13/2026)
RR
Maine
(7/13/2026)
RR
Maryland
(7/13/2026)
RR
Massachusetts
(7/13/2026)
RR
Michigan
(7/13/2026)
RR
Minnesota
(7/13/2026)
RR
Mississippi
(7/13/2026)
RR
Missouri
(7/13/2026)
RR
Montana
(7/13/2026)
RR
Nebraska
(7/13/2026)
RR
Nevada
(7/13/2026)
RR
New Hampshire
(7/13/2026)
RR
New Jersey
(7/13/2026)
RR
New Mexico
(7/13/2026)
RR
New York
(7/13/2026)
RR
North Carolina
(7/13/2026)
RR
North Dakota
(7/13/2026)
RR
Ohio
(7/14/2026)
RR
Oklahoma
(7/13/2026)
RR
Oregon
(7/13/2026)
RR
Pennsylvania
(7/13/2026)
RR
Rhode Island
(7/13/2026)
RR
South Carolina
(7/13/2026)
RR
South Dakota
(7/13/2026)
RR
Tennessee
(7/13/2026)
RR
Texas
(7/13/2026)
RR
Utah
(7/13/2026)
RR
Vermont
(7/13/2026)
RR
Virginia
(7/13/2026)
RR
Washington
(7/13/2026)
RR
West Virginia
(7/13/2026)
RR
Wisconsin
(7/13/2026)
RR
Wyoming
(7/13/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/2/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 2/28/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/28/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/28/2022
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/12/2010
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HL
HAMILTON LANE SECURITIES LLC
HAMILTON LANE SECURITIES LLC

CRD#: 281510 / SEC#: , 8-69675

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Loading...

Contact information

Main Address
110 Washington Street Suite 1300, Conshohocken, PA 19428
Mailing Address
110 Washington Street Suite 1300, Conshohocken, PA 19428
Phone number
(610) 934-2222
Established
Delaware since 08/17/2015
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
HAMILTON LANEMEMBER107876
BRENNAN, STEPHEN RICHARD JRCHIEF EXECUTIVE OFFICER2488932
ROMERO, MONIQUE VICTORIAFINOP6712654
SHIN, ROBERTCHIEF COMPLIANCE OFFICER2683514

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAMILTON LANE SECURITIES LLC

CRD#: 281510Conshohocken, PA 19428

TRUST BUT VERIFY

Monitor Kenneth Pitman

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Paul B Mullen
Paul MullenAdvisorCheck Check Mark
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IAR
RR
Horsham, PA
Robert Charles Boland
Robert BolandAdvisorCheck Check Mark
RBC CAPITAL MARKETS, LLC
IAR
RR
Malvern, PA
Peter F Gaertner
Peter GaertnerAdvisorCheck Check Mark
ROFFMAN MILLER ASSOCIATES INC
IAR
PHILADELPHIA, PA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.