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BF

Brian Felkowski

DNB CARNEGIE
NEW YORK, NY
·CRD# 5659117·17 years experience

Professional Summary

Brian Felkowski, who also goes by Brian R Felkowski, is a registered financial advisor currently at DNB CARNEGIE, INC. located in New York, New York. Brian is registered as a RR (Registered Representative) and started their career in finance in 2009. Brian has worked at 3 firms and has passed the SIE, Series 99TO, Series 7 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brian R Felkowski

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

DNB CARNEGIE, INC.·CRD# 127605
BD
1. 30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 100012. 30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001
August 18, 2014 - Present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
April 30, 2014 - August 7, 2014
COMMERCE ONE FINANCIAL INC.·CRD# 100340
BD
Huntington Station, NY
April 17, 2009 - May 1, 2009

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Current Firm

DC
DNB CARNEGIE, INC.

DNB CARNEGIE, INC. | DNB NOR MARKETS, INC. | DNB MARKETS, INC.

CRD#: 127605 / SEC#: 8-66024
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001

Mailing Address

30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001

Phone Number

(332) 600-3993

Established

New York since 01/10/2003

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DNB BANK ASASHAREHOLDER—
BAKKE, HEGE SIMPSONDIRECTOR7772894
BEHNCKE, PETER ANDREASDIRECTOR6258377
BORY, MELISSA NMNCHIEF COMPLIANCE OFFICER5047640
BREIVIK, THOMAS OLAV OPDAHLDIRECTOR7207266
FELKOWSKI, BRIANTREASURER5659117
HOFFMANN, BEATEDIRECTOR8208837
JADICK, THEODORE SPENCER JRPRESIDENT5847469
KIRSCHENBLATT, CHADFINOP2503352
MARKOWITZ, MICHAEL ERICSECRETARY7159750
OPSTAD, MORTEN ALEXANDERDIRECTOR6191217

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 7 — General Securities Representative Examination

Passed Apr 2009About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 2014About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Brian Felkowski's CRS (Customer Relationship Summary).

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