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MC

Michael T. Cummiskey

VENTOUX SECURITIES
GARDNERVILLE, NV 89460
Some features on this profile are disabled
CRD#: 5645504
MC

Professional summary

Michael Todd Cummiskey is a registered financial professional currently at VENTOUX SECURITIES, LLC located in Gardnerville, Nevada.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2010. Michael has worked at 1 firm and has passed the Series 63, Series 65, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Todd Cummiskey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 24, 2010 - Present

VENTOUX SECURITIES, LLC

Office #1: 1771 Indian Trail Rd, Gardnerville, NV 89460
BD
CRD#: 149298
GARDNERVILLE, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(4/4/2014)

Exams

State Security Law Exam
RR
Series 63
Date: 3/15/2014
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/3/2014
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/23/2010
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VS
VENTOUX SECURITIES, LLC
VENTOUX SECURITIES, LLC | VERCOR, LLC

CRD#: 149298 / SEC#: , 8-68132

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
1771 Indian Trail Rd, Gardnerville, NV 89460
Mailing Address
771 Indian Trail Rd, Gardnerville, NV 89460
Phone number
(678) 701-5893
Established
Georgia since 01/16/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
JORDAN, MARK TODDMEMBER1376067
GOULD, MARK ELONMANAGING PRINCIPAL, CCO, EXEC. REP. AML SUPER.5397126
MANZO, MARK THOMASFINOP1229739

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VENTOUX SECURITIES, LLC

CRD#: 149298Gardnerville, NV 89460

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