DF
Donald A. Frost
ALLSTATE FINANCIAL SERVICES
Placentia, CA 92870-6110
CRD#: 2718404
DF
Professional summary
Donald Allen Frost, who also goes by Don Allen Frost, Don Frost, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Placentia, California.
Donald is registered as a RR (Registered Representative) and started their career in finance in 1996. Donald has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Biography
I've been a Deacon of Finance of 3 churches I have attended.
Question & Answer
What makes you the best choice for clients?
My experience over 40 years in life insurance, investments, retirement plans and planning for the financial future will well serve your needs. I always strive to do the right thing for you based on your risk tolerance and objectives.
What are your service offerings?
Retirement Planning
Financial Planning
Investment Strategies
Risk Management & Insurance
Education Funding
Do you have an area of expertise or specialization?
529 Plans
401(k) Rollover and Roth IRA
Saving for Retirement
Which demographics do you typically serve?
Baby Boomers (60-78)
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1K
How do you get paid?
Percentage of Assets
Commission
Are you a "fiduciary"?
No
Personal quote
'The Time Is Always Right To Do What Is Right' - Dr. Martin L. King Jr.
Aliases
Don Allen Frost | Don Frost
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Donald Allen Frost's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2007 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 101 S Kraemer Blvd Ste 218, Placentia, CA 92870-6110BD
CRD#: 18272
Placentia, CA
Past
April 10, 1996 - October 2, 2007
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
COSTA MESA, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/27/2007)
RR
Indiana(2/19/2025)
RR
Nevada(2/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSTATE FINANCIAL SERVICES, LLC
ALLSTATE FINANCIAL SERVICES, LLC | LSA SECURITIES, INC. | LAUGHLIN GROUP ADVISORS, INC. | ALLSTATE FINANCIAL SERVICES, LLC OF DELAWARE | ALLSTATE FINANCIAL SERVICES, LLC D/B/A LSA SECURITIES
CRD#: 18272 / SEC#: , 8-36365
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508-1380
Mailing Address
Po Box 83271, Lincoln, NE 68501-3271
Phone number
(877) 232-2142
Established
Delaware since 11/01/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
