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Mark Elon Gould

VENTOUX SECURITIES
GARDNERVILLE, NV
·CRD# 5397126·18 years experience

Professional Summary

Mark Elon Gould is a registered financial advisor currently at VENTOUX SECURITIES, LLC located in Gardnerville, Nevada. Mark is registered as a RR (Registered Representative) and started their career in finance in 2008. Mark has worked at 4 firms and has passed the Series 66, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

VENTOUX SECURITIES, LLC·CRD# 149298
BD
1771 Indian Trail Rd, Gardnerville, NV 89460
July 16, 2009 - Present
AFS INVESTMENT ADVISORS, INC.·CRD# 131714
RIA
Austin, TX
February 19, 2009 - July 2, 2009
EVOLVE SECURITIES, INC.·CRD# 127474
BD
Fair Oaks, CA
April 30, 2008 - July 2, 2009
AFS BROKERAGE, INC.·CRD# 25924
BD
Austin, TX
January 22, 2008 - April 30, 2008

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Current Firm

VS
VENTOUX SECURITIES, LLC

VENTOUX SECURITIES, LLC | VERCOR, LLC

CRD#: 149298 / SEC#: 8-68132
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

1771 Indian Trail Rd, Gardnerville, NV 89460

Mailing Address

771 Indian Trail Rd, Gardnerville, NV 89460

Phone Number

(678) 701-5893

Established

Georgia since 01/16/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
JORDAN, MARK TODDMEMBER1376067
GOULD, MARK ELONMANAGING PRINCIPAL, CCO, EXEC. REP. AML SUPER.5397126
MANZO, MARK THOMASFINOP1229739

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(7/20/2009)
RR
Nevada
(5/8/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2008About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2008About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Apr 2009About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark Elon Gould's CRS (Customer Relationship Summary).

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