Joseph Ryan Montana
Professional Summary
Joseph Ryan Montana is a registered financial advisor currently at PHX FINANCIAL, INC. located in New York, New York. Joseph is registered as a RR (Registered Representative) and started their career in finance in 2009. Joseph has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 79, Series 7, Series 53, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
BLACKWALL CAPITAL MARKETS, INC. | PHX FINANCIAL, INC. | PHOENIX FINANCIAL SERVICES | GRANDVIEW CAPITAL, INC.
Contact Information
Main Address
100 Wall Street Suite 2101, New York, NY 10005Mailing Address
100 Wall Street Suite 2101, New York, NY 10005Phone Number
(212) 776-4187Established
Florida since 12/27/2006Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
4Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/7/2016)
(3/5/2021)
(7/28/2014)
(2/6/2017)
(8/25/2014)
(6/18/2014)
(6/3/2014)
(7/12/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Oct 2017About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joseph Ryan Montana's CRS (Customer Relationship Summary).
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