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MG

Max W. Golden

FORESIDE FUND SERVICES
Radnor, PA 19087
Some features on this profile are disabled
CRD#: 5639483
MG
Max W GoldenFORESIDE FUND SERVICES

Professional summary

Max W Golden, who also goes by Max Golden, Max William Golden, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Radnor, Pennsylvania.

Max is registered as a RR (Registered Representative) and started their career in finance in 2009. Max has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Max Golden | Max William Golden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Max W Golden's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 27, 2026 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 201 King Of Prussia Road Suite 620, Radnor, PA 19087
BD
CRD#: 46106
Radnor, PA
Past

November 13, 2019 - March 10, 2025

HARTFORD FUNDS DISTRIBUTORS, LLC

BD
CRD#: 45995
Wayne, PA
Past

July 26, 2019 - November 1, 2019

ASCENSUS BROKER DEALER SERVICES, LLC

BD
CRD#: 36478
Dresher, PA
Past

March 21, 2016 - July 15, 2019

HARTFORD FUNDS DISTRIBUTORS, LLC

BD
CRD#: 45995
Wayne, PA
Past

July 27, 2010 - March 8, 2016

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA
Past

October 14, 2009 - July 27, 2010

NYLIFE SECURITIES LLC

BD
CRD#: 5167
HORSHAM, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/27/2026)
RR
Alaska
(8/27/2026)
RR
Arizona
(8/27/2026)
RR
Arkansas
(8/27/2026)
RR
California
(8/27/2026)
RR
Colorado
(8/27/2026)
RR
Connecticut
(8/27/2026)
RR
Delaware
(8/27/2026)
RR
District of Columbia
(8/27/2026)
RR
Florida
(8/27/2026)
RR
Georgia
(8/27/2026)
RR
Hawaii
(8/27/2026)
RR
Idaho
(8/27/2026)
RR
Illinois
(8/27/2026)
RR
Indiana
(8/27/2026)
RR
Iowa
(8/27/2026)
RR
Kansas
(8/27/2026)
RR
Kentucky
(8/27/2026)
RR
Louisiana
(8/27/2026)
RR
Maine
(8/27/2026)
RR
Maryland
(8/27/2026)
RR
Massachusetts
(8/27/2026)
RR
Michigan
(8/27/2026)
RR
Minnesota
(8/27/2026)
RR
Mississippi
(8/27/2026)
RR
Missouri
(8/27/2026)
RR
Montana
(8/27/2026)
RR
Nebraska
(8/27/2026)
RR
Nevada
(8/27/2026)
RR
New Hampshire
(8/27/2026)
RR
New Jersey
(8/27/2026)
RR
New Mexico
(8/27/2026)
RR
New York
(8/27/2026)
RR
North Carolina
(8/27/2026)
RR
North Dakota
(8/27/2026)
RR
Ohio
(8/27/2026)
RR
Oklahoma
(8/27/2026)
RR
Oregon
(8/27/2026)
RR
Pennsylvania
(8/27/2026)
RR
Rhode Island
(8/27/2026)
RR
South Carolina
(8/27/2026)
RR
South Dakota
(8/27/2026)
RR
Tennessee
(8/27/2026)
RR
Texas
(8/27/2026)
RR
Utah
(8/27/2026)
RR
Vermont
(8/27/2026)
RR
Virginia
(8/27/2026)
RR
Washington
(8/27/2026)
RR
West Virginia
(8/27/2026)
RR
Wisconsin
(8/27/2026)
RR
Wyoming
(8/27/2026)

Exams

What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 1/20/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 5/17/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Status Unavailable
Passed: 10/13/2009
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Loading...

Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORESIDE FUND SERVICES, LLC

CRD#: 46106Radnor, PA 19087

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