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AS

Alicia Strout

FORESIDE FUND SERVICES
Portland, ME
·CRD# 6320351·10 years experience

Professional Summary

Alicia Strout, who also goes by Alicia Kimberly Lamarre, Alicia Kimberly Strout, is a registered financial advisor currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine and FORESIDE FINANCIAL SERVICES, LLC located in Portland, Maine. Alicia is registered as a RR (Registered Representative) and started their career in finance in 2016. Alicia has worked at 21 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alicia Kimberly Lamarre, Alicia Kimberly Strout

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
190 Middle Street Suite 301, Portland, ME 04101
July 1, 2016 - Present
FORESIDE FINANCIAL SERVICES, LLC·CRD# 148477
BD
190 Middle Street Suite 301, Portland, ME 04101
June 29, 2022 - Present
FUNDS DISTRIBUTOR, LLC·CRD# 7174
BD
190 Middle Street Suite 301, Portland, ME 04101
June 29, 2022 - Present
FORESIDE INVESTMENT SERVICES, LLC·CRD# 30016
BD
Portland, ME
June 29, 2022 - August 8, 2022
COMPASS DISTRIBUTORS, LLC·CRD# 172662
BD
Portland, ME
June 29, 2022 - November 29, 2023
STERLING CAPITAL DISTRIBUTORS, LLC·CRD# 103934
BD
Portland, ME
June 29, 2022 - December 31, 2025
SMEAD FUNDS DISTRIBUTORS, LLC·CRD# 173734
BD
Portland, ME
June 29, 2022 - December 31, 2025
QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
Portland, ME
June 29, 2022 - December 31, 2025
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC·CRD# 143809
BD
Portland, ME
June 29, 2022 - December 31, 2025
PARNASSUS FUNDS DISTRIBUTOR, LLC·CRD# 15883
BD
Portland, ME
June 29, 2022 - December 31, 2025
ORBIS INVESTMENTS (U.S.), LLC·CRD# 172663
BD
Portland, ME
June 29, 2022 - December 31, 2025
NORTHERN FUNDS DISTRIBUTORS, LLC·CRD# 45943
BD
Portland, ME
June 29, 2022 - December 31, 2025
MGI FUNDS DISTRIBUTORS, LLC·CRD# 35682
BD
Portland, ME
June 29, 2022 - December 31, 2025
IMST DISTRIBUTORS, LLC·CRD# 130745
BD
Portland, ME
June 29, 2022 - December 31, 2025
FORESIDE GLOBAL SERVICES, LLC·CRD# 147382
BD
Portland, ME
June 29, 2022 - December 31, 2025
FORESIDE FUNDS DISTRIBUTORS LLC·CRD# 31334
BD
Portland, ME
June 29, 2022 - December 31, 2025
FORESIDE DISTRIBUTION SERVICES, L.P.·CRD# 15634
BD
Portland, ME
June 29, 2022 - December 31, 2025
PARNASSUS FUNDS DISTRIBUTOR, LLC·CRD# 15883
BD
Portland, ME
June 18, 2019 - November 14, 2019
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC·CRD# 143809
BD
Portland, ME
April 17, 2019 - November 14, 2019
SMEAD FUNDS DISTRIBUTORS, LLC·CRD# 173734
BD
Portland, ME
January 2, 2018 - November 14, 2019
NORTHERN FUNDS DISTRIBUTORS, LLC·CRD# 45943
BD
Portland, ME
January 2, 2018 - November 14, 2019
MGI FUNDS DISTRIBUTORS, LLC·CRD# 35682
BD
Portland, ME
January 2, 2018 - November 14, 2019
FORESIDE GLOBAL SERVICES, LLC·CRD# 147382
BD
Portland, ME
January 2, 2018 - November 14, 2019
FORESIDE DISTRIBUTION SERVICES, L.P.·CRD# 15634
BD
Portland, ME
January 2, 2018 - November 14, 2019
FAIRHOLME DISTRIBUTORS, LLC·CRD# 150987
BD
Portland, ME
January 2, 2018 - November 14, 2019
COMPASS DISTRIBUTORS, LLC·CRD# 172662
BD
Portland, ME
January 2, 2018 - November 14, 2019
STERLING CAPITAL DISTRIBUTORS, LLC·CRD# 103934
BD
Portland, ME
January 3, 2017 - November 14, 2019
FORESIDE DISTRIBUTION SOLUTIONS, LLC·CRD# 118787
BD
Portland, ME
January 3, 2017 - November 14, 2019
ORBIS INVESTMENTS (U.S.), LLC·CRD# 172663
BD
Portland, ME
January 3, 2017 - November 14, 2019
IMST DISTRIBUTORS, LLC·CRD# 130745
BD
Portland, ME
January 3, 2017 - November 14, 2019
FORESIDE INVESTMENT SERVICES, LLC·CRD# 30016
BD
Portland, ME
January 3, 2017 - November 14, 2019
FORESIDE FINANCIAL SERVICES, LLC·CRD# 148477
BD
Portland, ME
January 3, 2017 - November 14, 2019
BD COMPLIANCE SOLUTIONS, LLC·CRD# 30188
BD
Portland, ME
January 3, 2017 - November 14, 2019
FORESIDE ASSOCIATES, LLC·CRD# 13494
BD
Portland, ME
January 3, 2017 - June 23, 2020
FUNDS DISTRIBUTOR, LLC·CRD# 7174
BD
Portland, ME
December 6, 2016 - November 14, 2019
FORESIDE FUNDS DISTRIBUTORS LLC·CRD# 31334
BD
Portland, ME
December 6, 2016 - November 14, 2019

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Current Firm

FD
FUNDS DISTRIBUTOR, LLC

FUNDS DISTRIBUTOR, INC. | THE BOSTON COMPANY CAPITAL GROUP, INC. | TBC FUNDS DISTRIBUTOR, INC. | FUNDS DISTRIBUTOR, LLC

CRD#: 7174 / SEC#: 8-20518
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Delaware since 01/01/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Maine
(10/21/2022)
RR
Nevada
(1/2/2026)
RR
North Carolina
(1/2/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2018About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2016About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Mar 2024About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Nov 2016About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Alicia Strout's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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AS
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