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KJ

Kristin Hazen Johnson Ms.

LIONTREE ADVISORS
New York, NY
·CRD# 5625115·12 years experience

Professional Summary

Kristin Hazen Johnson MS., who also goes by Kristin Hazen Johnson, is a registered financial advisor currently at LIONTREE ADVISORS LLC located in New York, New York. Kristin is registered as a RR (Registered Representative) and started their career in finance in 2014. Kristin has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 79, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kristin Hazen Johnson

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

LIONTREE ADVISORS LLC·CRD# 164399
BD
745 Fifth Avenue 15th Floor, New York, NY 10151
October 7, 2025 - Present
J.C. FLOWERS SECURITIES CO. LLC·CRD# 168757
BD
New York, NY
November 13, 2014 - May 6, 2022

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Current Firm

LA
LIONTREE ADVISORS LLC

AB ADVISORS GROUP LLC | LIONTREE ADVISORS LLC

CRD#: 164399 / SEC#: 8-69097
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

745 Fifth Avenue 15th Floor, New York, NY 10151

Mailing Address

745 Fifth Avenue 15th Floor, New York, NY 10151

Phone Number

(212) 644-4200

Established

Delaware since 05/11/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (22 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LIONTREE ADVISORY HOLDINGS LLCMEMBER—
BOURKOFF, ARYEH BENJAMINCHIEF EXECUTIVE OFFICER2684739
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER4197747
JOHNSON, KRISTIN HAZEN MS.CHIEF COMPLIANCE OFFICER5625115
PARISE, JANICE DRUCFO/FINOP2338583
STENZLER, EHREN BRYANTMANAGING PARTNER2939347

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2014About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Oct 2025About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Sep 2014About the Series 79 exam

Series 14 — Compliance Officer Examination

Passed Apr 2026About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed May 2014About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kristin Hazen Johnson MS.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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KJ
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