MR

Mark A. Reed

ZIONS DIRECT
Charlotte, NC 28209
Some features on this profile are disabled
CRD#: 5584498
MR

Professional summary


Mark Andrew Reed, who also goes by Mark Reed, is a registered financial professional currently at ZIONS DIRECT, INC. located in Charlotte, North Carolina.

Mark is registered as a RR (Registered Representative) and started their career in finance in 2012. Mark has worked at 2 firms and has passed the Series 7TO, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mark Reed

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Mark Andrew Reed's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 10, 2025 - Present

ZIONS DIRECT, INC.

Office #1: 4350 Congress Street Suite 600, Charlotte, NC 28209
BD
CRD#: 17776
Charlotte, NC
Past

March 26, 2012 - April 9, 2015

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
CHARLOTTE, NC

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 7TO
Date: 7/9/2025
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


ZD
ZIONS DIRECT, INC.
ZIONS CAPITAL MARKETS | ZIONS INVESTMENT SECURITIES, INC. | ZIONS INVESTMENT SECURITIES, INC | ZIONS DISCOUNT BROKERAGE, INC. | ZIONS DIRECT, INC.

CRD#: 17776 / SEC#: , 8-35721

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
One South Main Street, Salt Lake City, UT 84133
Mailing Address
One South Main Street 17th Floor, Salt Lake City, UT 84133
Phone number
(801) 844-7843
Established
Utah since 02/07/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
ZIONS BANCORPORATION, N.A.PARENT COMPANY
HASH, JENNIFER KYLECHIEF COMPLIANCE OFFICER4123554
KYRIAKAKIS, CHRISTOPHERBOARD MEMBER8020162
MACDONALD, MICHAEL WHITNEYPRESIDENT / CHIEF EXECUTIVE OFFICER4533843
MOORE, RYAN DFINOP7216248
RICHARDS, ROBERT RYANBOARD MEMBER8021252
STEWARD, DEREK STRIBLINGBOARD MEMBER8022102
YU, THOMASBOARD MEMBER7994635

Disclosures


Regulatory Event4
Arbitration3

Red Flags


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Company Information


ZIONS DIRECT, INC.

CRD#: 17776Charlotte, NC 28209

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