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FIRM PROFILE
Overview
ZIONS DIRECT, INC. is located at One South Main Street, Salt Lake City, UT 84133 and was first established at Denver, Utah in 02/07/1986. After operating for 40 years, ZIONS DIRECT, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ZIONS DIRECT, INC.’s clients are individuals and 0% of their clients are high net worth individuals. ZIONS DIRECT, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ZIONS DIRECT, INC. are registered to handle securities or provide financial advice. The firm has 7 disclosures, 4 being regulatory events, 0 being client events, and 3 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ZIONS DIRECT, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ZIONS DIRECT, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for ZIONS DIRECT, INC. Comes From
Understanding the Statistics for ZIONS DIRECT, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
One South Main Street, Salt Lake City, UT 84133
One South Main Street 17th Floor, Salt Lake City, UT 84133
Small
(801) 844-7843
Utah since 02/07/1986
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| ZIONS BANCORPORATION, N.A. | PARENT COMPANY | ||
| BURDISS, PAUL EDWARD | BOARD MEMBER | 7267112 | |
| HASH, JENNIFER KYLE | CHIEF COMPLIANCE OFFICER | 4123554 | |
| KYRIAKAKIS, CHRISTOPHER | BOARD MEMBER | 8020162 | |
| MACDONALD, MICHAEL WHITNEY | PRESIDENT / CHIEF EXECUTIVE OFFICER | 4533843 | |
| MOORE, RYAN D | FINOP | 7216248 | |
| RICHARDS, ROBERT RYAN | BOARD MEMBER | 8021252 | |
| STEWARD, DEREK STRIBLING | BOARD MEMBER | 8022102 | |
| YU, THOMAS | BOARD MEMBER | 7994635 |
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Advisor's working at ZIONS DIRECT, INC.
Stephen Lawrence Willden
Richard Joseph Johnson
Shawn Mangum
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