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Noah P Cooper

CRB SECURITIES
Fort Lee, NJ
·CRD# 5571488·18 years experience

Professional Summary

Noah P Cooper is a registered financial advisor currently at CRB SECURITIES, LLC located in Fort Lee, New Jersey. Noah is registered as a RR (Registered Representative) and started their career in finance in 2008. Noah has worked at 3 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

CRB SECURITIES, LLC·CRD# 283134
BD
2115 Linwood Ave 4th Floor, Fort Lee, NJ 07024
May 19, 2021 - Present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
November 1, 2010 - September 19, 2016
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
September 30, 2008 - November 1, 2010

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Current Firm

CS
CRB SECURITIES, LLC

CRB SECURITIES, LLC

CRD#: 283134 / SEC#: 8-69740
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

2115 Linwood Avenue 4th Floor, Fort Lee, NJ 07024

Mailing Address

2115 Linwood Avenue 4th Floor, Fort Lee, NJ 07024

Phone Number

(201) 808-7000

Established

New Jersey since 12/11/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (22 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CRB GROUP, INC.OWNER—
COOPER, NOAH PDIRECTOR5571488
GADE, GILLES GDIRECTOR2535478
KELM, CHRISTOPHER THOMASCEO / CCO / DIRECTOR1694572
ROTHENBERG, SHARI PFINOP6590875
WILLEMS, ERICA LYNNCOO / DIRECTOR4389694

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(11/24/2021)
RR
Connecticut
(11/15/2021)
RR
Delaware
(10/29/2021)
RR
District of Columbia
(12/7/2021)
RR
Florida
(8/17/2022)
RR
Georgia
(12/8/2021)
RR
Illinois
(2/22/2022)
RR
Maryland
(10/26/2021)
RR
Massachusetts
(3/3/2022)
RR
Michigan
(4/20/2023)
RR
Minnesota
(4/19/2022)
RR
New Jersey
(8/6/2021)
RR
New Mexico
(4/25/2023)
RR
New York
(8/6/2021)
RR
Pennsylvania
(11/8/2021)
RR
Texas
(10/27/2021)
RR
Virginia
(11/4/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2021About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Oct 2021About the Series 79TO exam

Series 7TO — General Securities Representative Examination

Passed May 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2021About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2008About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Noah P Cooper's CRS (Customer Relationship Summary).

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