Erica Lynn Willems
Professional Summary
Erica Lynn Willems is a registered financial advisor currently at CRB SECURITIES, LLC located in Fort Lee, New Jersey. Erica is registered as a RR (Registered Representative) and started their career in finance in 2001. Erica has worked at 4 firms and has passed the Series 66, Series 52TO, Series 99TO, Series 57TO, Series 79TO, SIE, Series 50, Series 55, Series 7, Series 24, Series 53, Series 23, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
CRB SECURITIES, LLC
Contact Information
Main Address
2115 Linwood Avenue 4th Floor, Fort Lee, NJ 07024Mailing Address
2115 Linwood Avenue 4th Floor, Fort Lee, NJ 07024Phone Number
(201) 808-7000Established
New Jersey since 12/11/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (22 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/14/2023)
(2/22/2022)
(2/22/2022)
(8/17/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Jul 2017About the Series 50 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Dec 2013Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Mar 2005About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Feb 2005About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Erica Lynn Willems's CRS (Customer Relationship Summary).
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