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CJ

Christopher Jula

NASDAQ EXECUTION SERVICES
PHILADELPHIA, PA
·CRD# 5569430·17 years experience

Professional Summary

Christopher Jula, who also goes by Christopher Jula Jula, Christopher Mark Jula, is a registered financial advisor currently at NASDAQ EXECUTION SERVICES, LLC located in Philadelphia, Pennsylvania. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2009. Christopher has worked at 9 firms and has passed the Series 66, Series 63, Series 6TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Jula Jula, Christopher Mark Jula

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

NASDAQ EXECUTION SERVICES, LLC·CRD# 7270
BD
2929 Walnut Street Fmc Tower, Level 8, Philadelphia, PA 19104
April 13, 2026 - Present
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC·CRD# 21771
BD
Milwaukee, WI
March 16, 2021 - April 14, 2026
NYLIFE SECURITIES LLC·CRD# 5167
BD
Denver, CO
May 4, 2018 - March 2, 2021
OPPENHEIMERFUNDS DISTRIBUTOR, INC.·CRD# 7834
BD
Centennial, CO
February 5, 2016 - November 9, 2017
DAWSON JAMES SECURITIES, INC.·CRD# 130645
BD
New York, NY
July 21, 2015 - November 20, 2015
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Pittsburgh, PA
August 9, 2014 - July 17, 2015
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Pittsburgh, PA
July 22, 2014 - July 17, 2015
JOHN CARRIS INVESTMENTS LLC·CRD# 145767
BD
Hoboken, NJ
October 24, 2011 - February 22, 2013
MAXIM GROUP LLC·CRD# 120708
BD
New York, NY
October 5, 2010 - October 21, 2011
HFP CAPITAL MARKETS LLC·CRD# 44351
BD
New York, NY
October 23, 2009 - October 8, 2010
MAXIM GROUP LLC·CRD# 120708
BD
New York, NY
March 27, 2009 - November 20, 2009

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Current Firm

NE
NASDAQ EXECUTION SERVICES, LLC

BEAR STEARNS COMPUTER NETWORK INC. | THE BRUT ECN, L.L.C. | STRIKE TECHNOLOGIES LLC | NASDAQ EXECUTION SERVICES, LLC | COMMON BACK OFFICE, INC. | BSC SECURITIES CORP. | BRUT, LLC

CRD#: 7270 / SEC#: 8-37329
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

2929 Walnut Street Fmc Tower, Level 8, Philadelphia, PA 19104

Mailing Address

2929 Walnut Street Fmc Tower, Level 8, Philadelphia, PA 19104

Phone Number

(215) 496-5000

Established

Delaware since 11/25/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
THE NASDAQ STOCK MARKET, LLCSOLE MEMBER—
CRANE, LINDAPRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER4374198
HINTON-MILLER, BRENDACHIEF COMPLIANCE OFFICER3208241
LAWN, DAVID EDWARDCHIEF EXECUTIVE OFFICER3155025
MARIGLIANO, DONALD EDWARD JRREGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL1843181

Disclosures

Regulatory Event

10

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Pennsylvania
(4/13/2026)
RR
Wisconsin
(4/13/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2021About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2009About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2023About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2009About the Series 7 exam
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CRS (Client Relationship Summary) - BD

Click below to view Christopher Jula's CRS (Customer Relationship Summary).

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