Brenda Hinton
Professional Summary
Brenda Hinton, who also goes by Brenda Inez Hinton, Brenda Inez Hinton-miller, Brenda Hinton-miller, is a registered financial advisor currently at NASDAQ CAPITAL MARKETS ADVISORY LLC located in New York, New York and NASDAQ EXECUTION SERVICES, LLC located in New York, New York. Brenda is registered as a RR (Registered Representative) and started their career in finance in 1999. Brenda has worked at 16 firms and has passed the Series 63, Series 79TO, Series 99TO,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brenda Inez Hinton, Brenda Inez Hinton-Miller, Brenda Hinton-Miller
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Contact Information
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
BEAR STEARNS COMPUTER NETWORK INC. | THE BRUT ECN, L.L.C. | STRIKE TECHNOLOGIES LLC | NASDAQ EXECUTION SERVICES, LLC | COMMON BACK OFFICE, INC. | BSC SECURITIES CORP. | BRUT, LLC
Contact Information
Main Address
2929 Walnut Street Fmc Tower, Level 8, Philadelphia, PA 19104Mailing Address
2929 Walnut Street Fmc Tower, Level 8, Philadelphia, PA 19104Phone Number
(215) 496-5000Established
Delaware since 11/25/1997Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE NASDAQ STOCK MARKET, LLC | SOLE MEMBER | — |
| CRANE, LINDA | PRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER | 4374198 |
| HINTON-MILLER, BRENDA | CHIEF COMPLIANCE OFFICER | 3208241 |
| LAWN, DAVID EDWARD | CHIEF EXECUTIVE OFFICER | 3155025 |
| MARIGLIANO, DONALD EDWARD JR | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | 1843181 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/16/2020)
(1/16/2020)
(1/16/2020)
(1/16/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Oct 1999About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Oct 1999About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Brenda Hinton's CRS (Customer Relationship Summary).
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