Kristy L. St. Louis-isner
Professional summary
Kristy Lee St. Louis-isner, who also goes by Kristy Lee St Louis, Kristy Lee St. Louis-isner, Kristy Lee St. Louis, Kristy Stlouis-isner, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Charlotte, North Carolina.
Kristy is registered as a RR (Registered Representative) and started their career in finance in 2011. Kristy has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristy Lee St. Louis-isner's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2025 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 5335 Ballantyne Commons Parkway Suite 100, Charlotte, NC 28277November 14, 2016 - July 15, 2025
J.P. MORGAN SECURITIES LLC
February 18, 2016 - November 21, 2016
LPL FINANCIAL LLC
January 11, 2012 - December 31, 2014
CITIGROUP GLOBAL MARKETS INC.
April 12, 2011 - December 19, 2011
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/21/2025)
(7/21/2025)
Exams
FINRA
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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