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FIRM PROFILE
Overview
FIDELITY BROKERAGE SERVICES LLC is located at 900 Salem Street, Smithfield, RI 02917 and was first established at Boston, Delaware in 06/08/2000. After operating for 25 years, FIDELITY BROKERAGE SERVICES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FIDELITY BROKERAGE SERVICES LLC’s clients are individuals and 0% of their clients are high net worth individuals. FIDELITY BROKERAGE SERVICES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FIDELITY BROKERAGE SERVICES LLC are registered to handle securities or provide financial advice. The firm has 147 disclosures, 23 being regulatory events, 0 being client events, and 124 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FIDELITY BROKERAGE SERVICES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FIDELITY BROKERAGE SERVICES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for FIDELITY BROKERAGE SERVICES LLC Comes From
Understanding the Statistics for FIDELITY BROKERAGE SERVICES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
900 Salem Street, Smithfield, RI 02917
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Large
(617) 563-7000
Delaware since 06/08/2000
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | ||
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 | |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 | |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 | |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 | |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 | |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 | |
| OWENS, WILSON | HEAD OF STRATEGY, PLANNING & PERSONALIZED PLANNING & ADVICE | 6383298 | |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 | |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
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Advisor's working at FIDELITY BROKERAGE SERVICES LLC
Patrick T Dunne
Linda J Hoffman
Muraly Jayaram
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