Kathleen Hubbard
Professional Summary
Kathleen Hubbard, who also goes by Kathleen Marie Czarnek, Katie Czarnek, Katie Hubbard, Kathleen Marie Hubbard, Katie Matteo, Kathleen Marie Grider, is a registered financial advisor currently at WALTON RE SECURITIES, LLC located in Scottsdale, Arizona. Kathleen is registered as a RR (Registered Representative) and started their career in finance in 2008. Kathleen has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kathleen Marie Czarnek, Katie Czarnek, Katie Hubbard, Kathleen Marie Hubbard, Katie Matteo, Kathleen Marie Grider
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
EI CAPITAL DISTRIBUTORS, LLC | WALTON RE SECURITIES, LLC | ROKA CAPITAL DISTRIBUTORS, LLC | GRT SECURITIES, LLC
Contact Information
Main Address
8800 N Gainey Center Drive Suite 345, Scottsdale, AZ 85258Mailing Address
8800 N Gainey Center Drive Suite 345, Scottsdale, AZ 85258Phone Number
(480) 586-9258Established
Delaware since 03/05/2014Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(8/20/2026)
(5/25/2023)
(5/25/2023)
(3/22/2024)
(5/25/2023)
(5/25/2023)
(4/30/2024)
(5/25/2023)
(5/25/2023)
(3/22/2024)
(3/22/2024)
(3/22/2024)
(3/26/2024)
(5/25/2023)
(5/25/2023)
(6/18/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kathleen Hubbard's CRS (Customer Relationship Summary).
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