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Christopher M George

YORK STOCKBROKERS
NEW YORK, NY
·CRD# 6084415·2 years experience

Professional Summary

Christopher M George is a registered financial advisor currently at YORK STOCKBROKERS, INC. located in New York, New York and CMG SECURITIES LLC located in San Ramon, California. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2026. Christopher has worked at 24 firms and has passed the SIE and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

YORK STOCKBROKERS, INC.·CRD# 102740
BD
401 Park Avenue South 10th Floor, New York, NY 10016
January 13, 2025 - Present
CMG SECURITIES LLC·CRD# 289090
BD
3160 Crow Canyon Road Suite 404, San Ramon, CA 94583
October 28, 2025 - Present
NEW CENTURY CAPITAL PARTNERS, INC.·CRD# 147071
BD
1707 Glendon Avenue Suite 3, Los Angeles, CA 90024
July 8, 2026 - Present
SYNERGY CAPITAL I, LLC·CRD# 47965
BD
40 Fulton Street, New York, NY 10038
July 10, 2026 - Present
AMA SECURITIES LLC·CRD# 45988
BD
484 Pacific Street 3rd Floor, Stamford, CT 06902
July 13, 2026 - Present
IF SECURITIES LLC·CRD# 306092
BD
899 W. Cypress Creek 7th Floor, Fort Lauderdale, FL 33309
July 14, 2026 - Present
WALTON RE SECURITIES, LLC·CRD# 172024
BD
8800 N Gainey Center Drive Suite 345, Scottsdale, AZ 85258
July 14, 2026 - Present
IAFF-FC INVESTMENTS LLC·CRD# 318120
BD
1750 New York Avenue Nw Suite 300, Washington, DC 20006
July 15, 2026 - Present
IWPF SECURITIES LLC·CRD# 328645
BD
429 Lenox Avenue Suite 416, Miami Beach, FL 33139
July 16, 2026 - Present
NORTHERN EDGE CAPITAL ADVISORS LLC·CRD# 151615
BD
747 Third Ave. 27th Floor, New York, NY 10017
July 17, 2026 - Present
CONNING INVESTMENT PRODUCTS, INC.·CRD# 120387
RIA
BD
One Financial Plaza 755 Main Street, Hartford, CT 06103-2627
July 17, 2026 - Present
VELERITY GROUP, INC.·CRD# 42869
BD
10431 New Ascot Drive, Great Falls, VA 22066
July 17, 2026 - Present
MONTMINY SECURITIES, LLC·CRD# 158368
BD
201 Santa Monica Blvd Suite 480, Santa Monica, CA 90401
July 20, 2026 - Present
VELOCITYHEALTH SECURITIES, INC.·CRD# 134616
BD
95 White Bridge Road Suite 409, Nashville, TN 37205
July 20, 2026 - Present
TOPCAP PARTNERS, INC.·CRD# 283457
BD
63 Main Street, Suite 202, Southampton, NY 11968
July 21, 2026 - Present
GFG SECURITIES, LLC·CRD# 132602
BD
701 Brickell Avenue Suite 1400, Miami, FL 33131
July 22, 2026 - Present
FITZGIBBON TOIGO & CO. LLC·CRD# 122142
BD
76 Worcester Drive, Wayne, NJ 07470
July 24, 2026 - Present
MARV CAPITAL INC.·CRD# 104390
BD
1 West End Avenue Suite 11d, New York, NY 10023
July 24, 2026 - Present
ARROW INVESTMENTS, INC.·CRD# 45936
BD
111 South Ridge Street Suite 201, Rye Brook, NY 10573
July 28, 2026 - Present
LOEWEN SECURITIES·CRD# 35205
BD
2 Forest Avenue Suite 400, Oradell, NJ 07649
July 31, 2026 - Present
SOMERSET SECURITIES, INC.·CRD# 2493
BD
4600 S Kelly Ave, Portland, OR 97239
July 31, 2026 - Present
AMERICAN FUNDS & TRUSTS INCORPORATED·CRD# 1066
BD
3030 South Main Street Suite 100, Salt Lake City, UT 84115-3554
September 18, 2026 - Present
WILLIAM BLAIR·CRD# 1252
BD
Chicago, IL
July 22, 2026 - August 24, 2026
INNER CIRCLE SPORTS LLC·CRD# 127772
BD
Chicago, IL
July 22, 2026 - August 24, 2026

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Current Firm

AF
AMERICAN FUNDS & TRUSTS INCORPORATED

AMERICAN FUNDS & TRUSTS INCORPORATED

CRD#: 1066 / SEC#: 8-6939
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

3030 South Main Street Suite 100, Salt Lake City, UT 84115-3554

Mailing Address

3030 South Main Street Suite 100, Salt Lake City, UT 84115-3554

Phone Number

(801) 466-8701

Established

Utah since 11/03/1958

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TAGGART, RICHARD MILTONPRESIDENT, CFO441921
TAGGART, RICHARD PATRICKVICE PRESIDENT, CEO, COO, CCO2853896

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jun 2024About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed Jan 2025About the Series 27 exam
FINRA
SRO Registrations
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher M George's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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