Jerrod Miles Smith
CFP®Professional Summary
Jerrod Miles Smith, CFP® is a registered financial advisor currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in State College, Pennsylvania. Jerrod is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Jerrod has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
GLOBAL FINANCIAL ADVISORY SERVICES, INC.
COLE WEALTH MANAGEMENT, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
EDWARD JONES
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
GLOBAL FINANCIAL ADVISORY SERVICES, INC.
COLE WEALTH MANAGEMENT, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
EDWARD JONES
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
GLOBAL FINANCIAL ADVISORY SERVICES, INC.
COLE WEALTH MANAGEMENT, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
EDWARD JONES
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
GLOBAL FINANCIAL ADVISORY SERVICES, INC.
COLE WEALTH MANAGEMENT, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
EDWARD JONES
Credentials
Years of Experience
16 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
GLOBAL FINANCIAL ADVISORY SERVICES, INC.
COLE WEALTH MANAGEMENT, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
EDWARD JONES
Current Firm
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
Contact Information
Main Address
730 Third Avenue, New York, NY 10017-3206Mailing Address
8500 Andrew Carnegie Boulevard, Charlotte, NC 28262-8500Phone Number
(704) 988-3565Established
Delaware since 01/01/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Large# of Employees
1,293SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | — |
| ABBOTT, ROSS HAMLET | CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| D AMBROSI, JULIAN MAURO | PRESIDENT, CEO, ELECTED MANAGER | 4729324 |
| DEATS, JAMES J | ELECTED MANAGER | 4895304 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| OVHORI, ELOHO ISIMEME | CHIEF FINANCIAL OFFICER | 8201407 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory Assets Under Management
Total Number of Accounts
72,503AUM (Assets Under Management)
$37,928,601,788Disclosures
Regulatory Event
8Arbitration
4Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/23/2026 | Cover Page | Report |
| 01/22/2026 | Cover Page | Report |
| 01/23/2025 | Cover Page | Report |
| 12/13/2023 | Cover Page | Report |
Similar Advisors
GLOBAL FINANCIAL ADVISORY SERVICES, INC.
COLE WEALTH MANAGEMENT, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
EDWARD JONES
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
GLOBAL FINANCIAL ADVISORY SERVICES, INC.
COLE WEALTH MANAGEMENT, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
EDWARD JONES
Primary Firm SEC Registration
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
State Registrations and Notice Filings
(4/18/2023)
(5/5/2021)
(9/20/2022)
(10/18/2016)
(8/3/2020)
(5/21/2020)
(5/5/2026)
(7/20/2020)
(3/22/2022)
(11/19/2020)
(11/28/2018)
(1/9/2026)
(9/15/2020)
(4/2/2018)
(7/15/2022)
(8/6/2019)
(9/4/2014)
(9/4/2014)
(11/18/2024)
(6/20/2019)
(6/2/2020)
(6/15/2020)
(8/22/2025)
(9/23/2025)
(10/29/2025)
(1/3/2019)
(10/24/2019)
(9/9/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
GLOBAL FINANCIAL ADVISORY SERVICES, INC.
COLE WEALTH MANAGEMENT, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
EDWARD JONES
CRS (Client Relationship Summary) - RIA
Click below to view Jerrod Miles Smith's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jerrod Miles Smith's CRS (Customer Relationship Summary).
Similar Advisors
GLOBAL FINANCIAL ADVISORY SERVICES, INC.
COLE WEALTH MANAGEMENT, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
EDWARD JONES