RW
Richard J. Walker
TRUIST ADVISORY SERVICES
JENKINTOWN, PA 19046
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CRD#: 5540842
RW
Professional summary
Richard James Walker, who also goes by Rich J Walker, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Jenkintown, Pennsylvania and TRUIST INVESTMENT SERVICES, INC. located in Linwood, New Jersey.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Richard has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rich J Walker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL PROPERTY POSITION: owner NATURE: Owner/Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2006 ADDRESS: 41 N Clinton Ave, Maple Shade NJ 08052, United States DESCRIPTION: single family rental property
CRS (Client Relationship Summary) - RIA
Click below to view Richard James Walker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 180 Old York Rd Fl 2, Jenkintown, PA 19046RIA
CRD#: 283390
JENKINTOWN, PA
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 2106 New Road Ste B1, Linwood, NJ 08221Office #2: 180 Old York Rd, Jenkintown, PA 19046Office #3: 20 W Chestnut Ave, Vineland, NJ 08360Office #4: 1 Market St Ste 2b, Camden, NJ 08102Office #5: 600 Delsea Dr N, Glassboro, NJ 08028Office #6: 1748 S Lincoln Ave, Vineland, NJ 08361Office #7: 998 Kings Hwy, West Depford, NJ 08086Office #8: 2075 Pennington Rd, Ewing, NJ 08618Office #9: 1850 Route 33, Trenton, NJ 08690Office #10: 700 Delaware Ave, Roebling, NJ 08554BD
CRD#: 17499
Linwood, NJ
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
June 5, 2017 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
MULLICA HILL, NJ
Past
June 5, 2017 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
MULLICA HILL, NJ
Past
September 21, 2016 - June 19, 2017
KEY INVESTMENT SERVICES LLC
RIA
CRD#: 136300
MAPLE GLEN, PA
Past
September 21, 2016 - June 19, 2017
KEY INVESTMENT SERVICES LLC
BD
CRD#: 136300
MAPLE GLEN, PA
Past
May 4, 2010 - September 21, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
PALMERTON, PA
Past
May 4, 2010 - September 21, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
PALMERTON, PA
Past
August 13, 2008 - May 5, 2010
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
SPRING HOUSE, PA
Past
June 20, 2008 - May 5, 2010
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
SPRING HOUSE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/17/2021)
RR
Alaska(2/17/2021)
RR
Arizona(4/5/2022)
RR
California(2/17/2021)
RR
Colorado(2/17/2021)
RR
Connecticut(2/17/2021)
RR
Delaware(2/17/2021)
RR
District of Columbia(2/17/2021)
RR
Florida(2/17/2021)
RR
Georgia(4/5/2022)
RR
Idaho(6/2/2025)
RR
Illinois(2/17/2021)
RR
Indiana(2/17/2021)
RR
Iowa(6/2/2025)
RR
Kansas(6/2/2025)
RR
Kentucky(12/5/2023)
RR
Louisiana(10/4/2021)
RR
Maine(2/17/2021)
RR
Maryland(2/17/2021)
RR
Massachusetts(2/17/2021)
RR
Michigan(12/21/2023)
RR
Minnesota(6/2/2025)
RR
Mississippi(2/17/2021)
RR
Missouri(2/17/2021)
RR
Nevada(6/22/2022)
RR
New Hampshire(6/2/2025)
RR
New Jersey(2/17/2021)
IAR
New Jersey(10/3/2024)
RR
New Mexico(4/5/2022)
RR
New York(2/17/2021)
RR
North Carolina(2/17/2021)
RR
North Dakota(2/17/2021)
RR
Ohio(2/17/2021)
RR
Oklahoma(7/26/2023)
RR
Oregon(8/5/2021)
RR
Pennsylvania(2/17/2021)
IAR
Pennsylvania(2/17/2021)
RR
Rhode Island(2/17/2021)
RR
South Carolina(2/17/2021)
RR
South Dakota(6/2/2025)
RR
Tennessee(2/17/2021)
RR
Texas(4/5/2022)
IAR
Texas(5/5/2022)
RR
Vermont(4/5/2022)
RR
Virginia(2/17/2021)
RR
Washington(9/10/2021)
RR
West Virginia(1/2/2023)
RR
Wisconsin(6/2/2025)
RR
Wyoming(6/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
