KL
Kevin A. Lattimore
TRUIST ADVISORY SERVICES
CHARLOTTE, NC 28262
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CRD#: 5521091
KL
Professional summary
Kevin Antonio Lattimore, who also goes by Kevin A Lattimore, Kevin Antonio Lattimore N/a, Kevin Lattimore, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Charlotte, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Charlotte, North Carolina.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Kevin has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin A Lattimore | Kevin Antonio Lattimore N/a | Kevin Lattimore
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MY TIME ENTERTAINMENT LLC POSITION: Member NATURE: Regional vocal/singing competitionsvia My Time to ShineVocal Competitionand other family friendly forms of entertainment. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2019 ADDRESS: Charlotte NC, United States DESCRIPTION: I created the MyTime to Shine vocal competition some years back and have decided to revamp and re-launch the singing competition along with two other partners. I will oversee the operations of the business and help identify, coach and promote the chosen performers for the showcase. CHARLOTTE(NC) ALUMNI CHAPTER OF KAPPA ALPHA PSI FRATERNITY, INCORPORATED POSITION: Board of Directors Member NATURE: Recently voted to the board of directors of the organization. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2022 ADDRESS: Charlotte NC, United States DESCRIPTION: Assisting the organization in advancing the goals and objectives of service to the community.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Antonio Lattimore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 25, 2017 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 8121 Mallard Creek Dr, Charlotte, NC 28262RIA
CRD#: 283390
CHARLOTTE, NC
Current
May 22, 2017 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 8121 Mallard Creek Rd, Charlotte, NC 28262Office #2: 101 S. Kings Dr., Charlotte, NC 28204Office #3: 1935 Galleria Rd, Charlotte, NC 28270Office #4: 3126 Fincher Farm Rd, Matthews, NC 28105Office #5: 12916 Walker Branch Rd, Charlotte, NC 28273Office #6: 8558 University City Blvd, Charlotte, NC 28213Office #7: 108 Providence Rd Ste 100, Charlotte, NC 28207BD
CRD#: 17499
Charlotte, NC
Past
July 9, 2014 - February 16, 2016
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SALISBURY, NC
Past
July 9, 2014 - February 16, 2016
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SALISBURY, NC
Past
June 6, 2013 - June 12, 2014
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
SALISBURY, NC
Past
June 6, 2013 - June 12, 2014
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
SALISBURY, NC
Past
September 6, 2012 - April 9, 2013
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SALISBURY, NC
Past
June 4, 2008 - April 9, 2013
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SALISBURY, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/23/2022)
RR
Delaware(5/15/2023)
RR
Florida(11/30/2021)
RR
Georgia(1/16/2018)
RR
Illinois(2/16/2024)
RR
Iowa(6/30/2023)
RR
Massachusetts(8/15/2023)
RR
Nevada(7/19/2024)
RR
New Jersey(11/21/2022)
RR
North Carolina(5/23/2017)
IAR
North Carolina(5/25/2017)
RR
Pennsylvania(2/26/2024)
RR
South Carolina(10/31/2017)
RR
Tennessee(7/23/2021)
RR
Texas(6/14/2022)
RR
Virginia(9/30/2020)
RR
Wisconsin(2/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
