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MH

Michael W. Hanley

CLEAR STREET LLC
Del Mar, CA 92014
Some features on this profile are disabled
CRD#: 5501740
MH

Professional summary

Michael William Hanley is a registered financial professional currently at CLEAR STREET LLC located in Del Mar, California.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2010. Michael has worked at 6 firms and has passed the Series 66, Series 99TO, Series 52TO, SIE, Series 3, Series 7, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael William Hanley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 24, 2022 - Present

CLEAR STREET LLC

Office #1: 2010 Jimmy Durante Blvd, Suite 270 , Del Mar, CA 92014
BD
CRD#: 288933
Del Mar, CA
Past

December 3, 2018 - November 27, 2023

PRECISION SECURITIES, LLC

BD
CRD#: 103976
DEL MAR, CA
Past

November 8, 2013 - November 29, 2018

FIRST ALLIED ADVISORY SERVICES, INC.

RIA
CRD#: 137888
SAN DIEGO, CA
Past

November 7, 2013 - November 29, 2018

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
SAN DIEGO, CA
Past

April 24, 2012 - November 12, 2013

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN DIEGO, CA
Past

April 12, 2012 - November 12, 2013

LPL FINANCIAL LLC

RIA
CRD#: 6413
SAN DIEGO, CA
Past

January 7, 2010 - March 26, 2012

FINANCIAL ADVISERS OF AMERICA, LLC

RIA
CRD#: 142170
CARLSBAD, CA
Past

January 6, 2010 - March 26, 2012

FINANCIAL ADVISERS OF AMERICA, LLC

BD
CRD#: 142170
CARLSBAD, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/24/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/29/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 6/28/2012
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 12/17/2009
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/8/2014
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 7/27/2011
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/16/2010
General Securities Principal Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

CS
CLEAR STREET LLC
CENTERPOINT SECURITIES | GLOBECS, LLC | CLEAR STREET, LLC | CLEAR STREET LLC | CLEAR STREET FUTURES

CRD#: 288933 / SEC#: , 8-69972

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007
Mailing Address
4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007
Phone number
(646) 738-4066
Established
Delaware since 12/20/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CLEAR STREET HOLDINGS LLCSOLE CLASS A MEMBER
AUSUBEL, ELLI MARKDIRECTOR5715145
COHEN, URIEL EPHRAIMDIRECTOR4089765
HAMMERICH, DALF PAULHEAD OF SUPPORT4710381
MOCCIA, CHRISTY NOELCHIEF COMPLIANCE OFFICER4855629
OLIVEIRA, BRIANCFO/FINOP/PRINCIPAL FINANCIAL OFFICER5371120
SICKLICK, KENNETHDIRECTOR7418830
VOLZ, ANDREWDIRECTOR, CHIEF EXECUTIVE OFFICER4808674

Disclosures

Regulatory Event1
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CLEAR STREET LLC

CRD#: 288933Del Mar, CA 92014

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