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Erol Murat Oztan

KPMG CORPORATE FINANCE
NEW YORK, NY
·CRD# 5493662·7 years experience

Professional Summary

Erol Murat Oztan, who also goes by Erol Oztan, is a registered financial advisor currently at KPMG CORPORATE FINANCE LLC located in New York, New York. Erol is registered as a RR (Registered Representative) and started their career in finance in 2008. Erol has worked at 2 firms and has passed the Series 27 exam.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Erol Oztan

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

KPMG CORPORATE FINANCE LLC·CRD# 103973
BD
Two Manhattan West 375 9th Avenue 13th Floor, New York, NY 10001
September 20, 2021 - Present
DEMATTEO RESEARCH LLC·CRD# 43741
BD
New York, NY
August 13, 2008 - May 26, 2010

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Current Firm

KC
KPMG CORPORATE FINANCE LLC

KPMC CORPORATE FINANCE LLC | KPMG CORPORATE FINANCE LLC

CRD#: 103973 / SEC#: 8-52462
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436

Mailing Address

200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436

Phone Number

(312) 665-3100

Established

Delaware since 02/08/2000

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
KPMG LLPOWNER—
BROKMEIER, REBECCA EWINGPRESIDENT4704333
IZAGUIRRE, ALFREDOCHIEF COMPLIANCE OFFICER2055065
OZTAN, EROL MURATFINOP, PRINCIPAL FINANCIAL OFFICER5493662

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 27 — Financial and Operations Principal Examination

Passed Sep 2021About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Erol Murat Oztan's CRS (Customer Relationship Summary).

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