Rebecca Ewing Brokmeier
Professional Summary
Rebecca Ewing Brokmeier, who also goes by Rebecca Anne Brokmeier, Rebecca A. Brokmeier, Rebecca Anne Ewing, is a registered financial advisor currently at KPMG CORPORATE FINANCE LLC located in Chicago, Illinois. Rebecca is registered as a RR (Registered Representative) and started their career in finance in 2007. Rebecca has worked at 1 firm and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rebecca Anne Brokmeier, Rebecca A. Brokmeier, Rebecca Anne Ewing
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
KPMC CORPORATE FINANCE LLC | KPMG CORPORATE FINANCE LLC
Contact Information
Main Address
200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436Mailing Address
200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436Phone Number
(312) 665-3100Established
Delaware since 02/08/2000Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Rebecca Ewing Brokmeier's CRS (Customer Relationship Summary).
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