Philip T. Spanish
Professional summary
Philip Thomas Spanish, who also goes by Philip T Spanish, is a registered financial professional currently at SUSQUEHANNA FINANCIAL GROUP, LLLP located in Bala Cynwyd, Pennsylvania.
Philip is registered as a RR (Registered Representative) and started their career in finance in 2008. Philip has worked at 2 firms and has passed the Series 63, Series 16, SIE, Series 87, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip Thomas Spanish's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 20, 2017 - Present
SUSQUEHANNA FINANCIAL GROUP, LLLP
Office #1: 401 City Ave Suite 220, Bala Cynwyd, PA 19004-1122January 1, 2008 - November 30, 2017
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/20/2017)
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
SUSQUEHANNA FINANCIAL GROUP, LLLP
CRD#: 35865 / SEC#: , 8-44325
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
Red Flags
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