Anthony C. Jarrett

VANGUARD ADVISERS

CHARLOTTE, NC 28262

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CRD#: 5441009

Professional summary

Anthony Clive Jarrett, who also goes by Anthony Clive Jarrett, Anthony C Jarrett, Anthony Jarrett, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Charlotte, North Carolina and VANGUARD MARKETING CORPORATION located in Charlotte, North Carolina.

Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Anthony has worked at 6 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony Clive Jarrett | Anthony C Jarrett | Anthony Jarrett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Clive Jarrett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 19, 2025 - Present

VANGUARD ADVISERS, INC.

Office #1: 1030 Admiral Nelson Ct, Charlotte, NC 28262

RIA

CRD#: 106715

CHARLOTTE, NC

Current

December 19, 2025 - Present

VANGUARD MARKETING CORPORATION

Office #1: 1030 Admiral Nelson Ct, Charlotte, NC 28262

CRD#: 7452

CHARLOTTE, NC

Past

February 22, 2023 - August 20, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHARLOTTE, NC

Past

February 22, 2023 - August 20, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHARLOTTE, NC

Past

October 1, 2019 - December 20, 2022

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

CHARLOTTE, NC

Past

November 12, 2015 - December 20, 2022

VANGUARD MARKETING CORPORATION

CRD#: 7452

CHARLOTTE, NC

Past

October 25, 2012 - August 5, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BASKING RIDGE, NJ

Past

September 15, 2011 - October 18, 2012

MORGAN STANLEY

CRD#: 149777

FLORHAM PARK, NJ

Past

November 16, 2007 - January 15, 2010

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

POMONA, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601

RIA

Registered Investment Advisory firm - (7/28/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/5/2026)

Alaska
(1/5/2026)

Arizona
(1/5/2026)

Arkansas
(1/5/2026)

California
(1/5/2026)

Colorado
(1/5/2026)

Connecticut
(1/5/2026)

Delaware
(1/5/2026)

District of Columbia
(1/5/2026)

Florida
(1/5/2026)

Georgia
(1/5/2026)

Hawaii
(1/5/2026)

Idaho
(1/5/2026)

Illinois
(1/5/2026)

Indiana
(1/5/2026)

Iowa
(1/5/2026)

Kansas
(1/5/2026)

Kentucky
(1/5/2026)

Louisiana
(1/5/2026)

Maine
(1/5/2026)

Maryland
(1/5/2026)

Massachusetts
(1/5/2026)

Michigan
(1/5/2026)

Minnesota
(1/5/2026)

Mississippi
(1/5/2026)

Missouri
(1/5/2026)

Montana
(1/5/2026)

Nebraska
(1/5/2026)

Nevada
(1/5/2026)

New Hampshire
(1/5/2026)

New Jersey
(1/5/2026)

New Mexico
(1/5/2026)

New York
(1/5/2026)

North Carolina
(12/19/2025)

IAR

North Carolina
(12/19/2025)

North Dakota
(1/5/2026)

Ohio
(1/5/2026)

Oklahoma
(1/5/2026)

Oregon
(1/5/2026)

Pennsylvania
(1/5/2026)

Puerto Rico
(1/5/2026)

Rhode Island
(1/5/2026)

South Carolina
(12/19/2025)

IAR

South Carolina
(1/7/2026)

South Dakota
(1/5/2026)

Tennessee
(1/5/2026)

IAR

Texas
(12/19/2025)

Texas
(1/5/2026)

Utah
(1/5/2026)

Vermont
(1/5/2026)

Virgin Islands
(1/5/2026)

Virginia
(1/5/2026)

Washington
(1/5/2026)

West Virginia
(1/5/2026)

Wisconsin
(1/5/2026)

Wyoming
(1/5/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/9/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/28/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 2/22/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/14/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/15/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601

RIA

Registered Investment Advisory firm - (7/28/1995 Approved)

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Contact information

Main Address

100 Vanguard Blvd, Malvern, PA 19355

Mailing Address

Phone number

(610) 669-1000

Established

Firm type

Fiscal year end

# of Employees

2,225

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VANGUARD MODEL PORTFOLIOS (2/2/2026)

VANGUARD PERSONAL ADVISOR SELECT (1/2/2026)

VANGUARD DIGITAL ADVISOR AND VANGUARD PERSONAL ADVISOR (1/2/2026)

VANGUARD SITUATIONAL ADVISOR BROCHURE (1/2/2026)

STABLE VALUE (9/29/2025)

VANGUARD MANAGED ACCOUNT PROGRAM AND PERSONAL ONLINE ADVISOR (9/29/2025)

Regulatory assets under management

Total Number of Accounts	698,843
AUM (Assets Under Management)	$ 300,434,933,763

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/24/2025	Cover Page	Report
10/23/2024	Cover Page	Report
06/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony C. Jarrett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Clive Jarrett's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD MARKETING CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

VANGUARD ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/9/2019

Series 63

Date: 11/28/2007

Series 6TO

Date: 2/22/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/14/2011

Series 6

Date: 11/15/2007

FINRA

Current Firm

VANGUARD ADVISERS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VANGUARD ADVISERS, INC.

TRUST BUT VERIFY

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