Stefan J. Mcveigh
Professional summary
Stefan Joseph Mcveigh, who also goes by Stefan Mcveigh, is a registered financial professional currently at TRADIER BROKERAGE, INC. located in Charlotte, North Carolina.
Stefan is registered as a RR (Registered Representative) and started their career in finance in 2008. Stefan has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stefan Joseph Mcveigh's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2021 - Present
TRADIER BROKERAGE, INC.
Office #1: 3420 Toringdon Way Suite 300, Charlotte, NC 28277Office #2: 3420 Toringdon Way Suite 300, Charlotte, NC 28277March 13, 2020 - October 6, 2020
QUASAR DISTRIBUTORS, LLC
October 13, 2008 - November 19, 2019
ALLY INVEST SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/11/2021)
Exams
FINRA
Current Firm
TRADIER BROKERAGE, INC.
CRD#: 104982 / SEC#: , 8-52972
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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