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NS

Nicholas P. Sciandra

3ICO SECURITIES LLC
CONSHOHOCKEN, PA 19428
Some features on this profile are disabled
CRD#: 5409457
NS

Professional summary

Nicholas Peter Sciandra, CFP®, who also goes by Nick Sciandra, is a registered financial professional currently at 3ICO SECURITIES LLC located in Conshohocken, Pennsylvania.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2007. Nicholas has worked at 8 firms and has passed the Series 63, Series 66, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nick Sciandra

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Peter Sciandra's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

September 9, 2025 - Present

3ICO SECURITIES LLC

Office #1: 101 W. Elm Street Suite 400b, Conshohocken, PA 19428
BD
CRD#: 173648
CONSHOHOCKEN, PA
Past

December 12, 2022 - September 8, 2025

VIGILANT DISTRIBUTORS, LLC

BD
CRD#: 285573
CHADDS FORD, PA
Past

April 1, 2022 - November 1, 2022

EQUITYBEE SECURITIES, LLC

BD
CRD#: 41896
PALO ALTO, CA
Past

December 16, 2019 - March 31, 2022

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

BD
CRD#: 154559
Palo Alto, CA
Past

September 25, 2015 - February 5, 2018

FUTUREADVISOR, INC.

RIA
CRD#: 154604
SAN FRANCISCO, CA
Past

January 6, 2015 - July 28, 2015

HARRISDIRECT LLC

RIA
CRD#: 42159
NEW YORK, NY
Past

January 6, 2015 - July 28, 2015

E*TRADE SECURITIES LLC

BD
CRD#: 29106
SAN FRANCISCO, CA
Past

January 19, 2011 - January 26, 2015

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
SUNNYVALE, CA
Past

September 19, 2007 - January 26, 2015

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
SUNNYVALE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(9/18/2025)
RR
California
(9/16/2025)
RR
Colorado
(9/17/2025)
RR
Connecticut
(9/9/2025)
RR
Delaware
(9/17/2025)
RR
District of Columbia
(10/20/2025)
RR
Florida
(9/16/2025)
RR
Georgia
(11/3/2025)
RR
Illinois
(9/16/2025)
RR
Maryland
(9/18/2025)
RR
Massachusetts
(10/9/2025)
RR
Michigan
(10/22/2025)
RR
Nevada
(9/17/2025)
RR
New Hampshire
(10/3/2025)
RR
New Jersey
(9/17/2025)
RR
New York
(9/21/2025)
RR
North Carolina
(9/17/2025)
RR
Ohio
(9/10/2025)
RR
Oregon
(9/22/2025)
RR
Pennsylvania
(9/10/2025)
RR
Puerto Rico
(2/5/2026)
RR
South Carolina
(9/17/2025)
RR
Tennessee
(9/16/2025)
RR
Texas
(9/10/2025)
RR
Virgin Islands
(12/4/2025)
RR
Virginia
(9/18/2025)
RR
Washington
(9/17/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/9/2020
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 1/14/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/18/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 11/3/2009
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 7/8/2009
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

3S
3ICO SECURITIES LLC
3ICO SECURITIES LLC | MAINLINE SECURITIES LLC

CRD#: 173648 / SEC#: , 8-69544

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
101 W. Elm Street Suite 400b, Conshohocken, PA 19428
Mailing Address
101 W. Elm Street Suite 400b, Conshohocken, PA 19428
Phone number
(781) 771-6032
Established
Delaware since 08/18/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
3ICO SECURITIES HOLDINGS, LLCSOLE MEMBER
BRAUNFELD, ROGER JONATHANNON-PRINCIPAL MANAGER
DAUSCH, JUSTIN CARTERCOO, PRINCIPAL MANAGER/REGISTERED SECURITIES PRINCIPAL6919209
FLANAGAN, LAURA LEENON-PRINCIPAL MANAGER6447979
KRIEWALD, JESSICAFINOP7052634
RITTERSHAUSEN, DONNA MARIECCO, PRINCIPAL MANAGER/REGISTERED SECURITIES PRINCIPAL1480201
ROYER, JOHN E JR.NON-PRINCIPAL MANAGER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

3ICO SECURITIES LLC

CRD#: 173648Conshohocken, PA 19428

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