Nicholas Peter Sciandra
CFP®Professional Summary
Nicholas Peter Sciandra, CFP®, who also goes by Nick Sciandra, is a registered financial advisor currently at 3ICO SECURITIES LLC located in Conshohocken, Pennsylvania. Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2007. Nicholas has worked at 8 firms and has passed the Series 63, Series 66, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Nick Sciandra
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
ROFFMAN MILLER ASSOCIATES INC
KESTRA ADVISORY SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
ROFFMAN MILLER ASSOCIATES INC
KESTRA ADVISORY SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
ROFFMAN MILLER ASSOCIATES INC
KESTRA ADVISORY SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
ROFFMAN MILLER ASSOCIATES INC
KESTRA ADVISORY SERVICES, LLC
Credentials
Years of Experience
19 years in the financial services industry
Current & Past Employments
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
ROFFMAN MILLER ASSOCIATES INC
KESTRA ADVISORY SERVICES, LLC
Current Firm
3ICO SECURITIES LLC | MAINLINE SECURITIES LLC
Contact Information
Main Address
101 W. Elm Street Suite 400b, Conshohocken, PA 19428Mailing Address
101 W. Elm Street Suite 400b, Conshohocken, PA 19428Phone Number
(781) 771-6032Established
Delaware since 08/18/2014Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (35 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 3ICO SECURITIES HOLDINGS, LLC | SOLE MEMBER | — |
| BRAUNFELD, ROGER JONATHAN | NON-PRINCIPAL MANAGER | — |
| DAUSCH, JUSTIN CARTER | COO, PRINCIPAL MANAGER/REGISTERED SECURITIES PRINCIPAL | 6919209 |
| FLANAGAN, LAURA LEE | NON-PRINCIPAL MANAGER | 6447979 |
| KRIEWALD, JESSICA | FINOP | 7052634 |
| RITTERSHAUSEN, DONNA MARIE | CCO, PRINCIPAL MANAGER/REGISTERED SECURITIES PRINCIPAL | 1480201 |
| ROYER, JOHN E JR. | NON-PRINCIPAL MANAGER | — |
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
ROFFMAN MILLER ASSOCIATES INC
KESTRA ADVISORY SERVICES, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
ROFFMAN MILLER ASSOCIATES INC
KESTRA ADVISORY SERVICES, LLC
State Registrations and Notice Filings
(9/18/2025)
(9/16/2025)
(9/17/2025)
(9/9/2025)
(9/17/2025)
(10/20/2025)
(9/16/2025)
(11/3/2025)
(9/16/2025)
(9/18/2025)
(10/9/2025)
(10/22/2025)
(9/17/2025)
(10/3/2025)
(9/17/2025)
(9/21/2025)
(9/17/2025)
(9/10/2025)
(9/22/2025)
(9/10/2025)
(2/5/2026)
(9/17/2025)
(9/16/2025)
(9/10/2025)
(12/4/2025)
(9/18/2025)
(9/17/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Nov 2009About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jul 2009About the Series 9 examSRO Registrations
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
ROFFMAN MILLER ASSOCIATES INC
KESTRA ADVISORY SERVICES, LLC
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Peter Sciandra's CRS (Customer Relationship Summary).
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
ROFFMAN MILLER ASSOCIATES INC
KESTRA ADVISORY SERVICES, LLC
